4//SEC Filing
ARES PARTNERS MANAGEMENT CO LLC 4
Accession 0001104659-12-027469
CIK 0001216596other
Filed
Apr 22, 8:00 PM ET
Accepted
Apr 23, 5:14 PM ET
Size
22.0 KB
Accession
0001104659-12-027469
Insider Transaction Report
Form 4
NORTEK INCNTK
Transactions
- Purchase
Common Stock
2012-04-20$41.00/sh+210,000$8,610,000→ 6,201,258 total(indirect: See footnotes)
ACOF Management II, L.P.
10% Owner
Transactions
- Purchase
Common Stock
2012-04-20$41.00/sh+210,000$8,610,000→ 6,201,258 total(indirect: See footnotes)
ACOF Management III, L.P.
10% Owner
Transactions
- Purchase
Common Stock
2012-04-20$41.00/sh+210,000$8,610,000→ 6,201,258 total(indirect: See footnotes)
Ares Management Holdings LLC
10% Owner
Transactions
- Purchase
Common Stock
2012-04-20$41.00/sh+210,000$8,610,000→ 6,201,258 total(indirect: See footnotes)
Transactions
- Purchase
Common Stock
2012-04-20$41.00/sh+210,000$8,610,000→ 6,201,258 total(indirect: See footnotes)
ACOF Operating Manager II, L.P.
10% Owner
Transactions
- Purchase
Common Stock
2012-04-20$41.00/sh+210,000$8,610,000→ 6,201,258 total(indirect: See footnotes)
ACOF Operating Manager III LLC
10% Owner
Transactions
- Purchase
Common Stock
2012-04-20$41.00/sh+210,000$8,610,000→ 6,201,258 total(indirect: See footnotes)
ARES MANAGEMENT LLC
10% Owner
Transactions
- Purchase
Common Stock
2012-04-20$41.00/sh+210,000$8,610,000→ 6,201,258 total(indirect: See footnotes)
Ares Holdings LLC
10% Owner
Transactions
- Purchase
Common Stock
2012-04-20$41.00/sh+210,000$8,610,000→ 6,201,258 total(indirect: See footnotes)
ARES PARTNERS MANAGEMENT CO LLC
10% Owner
Transactions
- Purchase
Common Stock
2012-04-20$41.00/sh+210,000$8,610,000→ 6,201,258 total(indirect: See footnotes)
Footnotes (3)
- [F1]The amount reported reflects 2,920,938 shares owned of record by Ares Corporate Opportunities Fund II, L.P. ("ACOF II") and 3,280,320 shares owned of record by Ares Corporate Opportunities Fund III, L.P. ("ACOF III").
- [F2]The general partner of ACOF II is ACOF Management II, L.P. ("ACOF Management II") and the general partner of ACOF Management II is ACOF Operating Manager II, L.P. ("ACOF Operating II"). The general partner of ACOF Operating II is Ares Management, Inc. ("Ares Inc."). The general partner of ACOF III is ACOF Management III, L.P. ("ACOF Management III") and the general partner of ACOF Management III is ACOF Operating Manager III, LLC ("ACOF Operating III"). Ares Inc. and ACOF Operating III are owned by Ares Management LLC ("Ares Management"), which, in turn, is owned by Ares Management Holdings LLC ("AM Holdings"). AM Holdings is controlled by Ares Holdings LLC ("Ares Holdings"), which, in turn, is controlled by Ares Partners Management Company LLC ("APMC," and collectively with ACOF II, ACOF III, ACOF Management II, ACOF Operating II, Ares Inc., ACOF Management III, ACOF Operating III, Ares Management, AM Holdings and Ares Holdings, the "Ares Entities"). (Continued in footnote 3)
- [F3]APMC is managed by an executive committee comprised of Messrs. Michael Arougheti, David Kaplan, Gregory Margolies, Antony Ressler and Bennett Rosenthal. Each of the members of the executive committee, the Ares Entities (other than ACOF II and ACOF III, with respect to the shares owned by ACOF II and ACOF III, respectively) and the directors, officers, partners, stockholders, members and managers of the Ares Entities disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. The address of each Ares Entity is 2000 Avenue of the Stars, 12th Floor, Los Angeles, CA 90067.
Documents
Issuer
NORTEK INC
CIK 0001216596
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001259042
Filing Metadata
- Form type
- 4
- Filed
- Apr 22, 8:00 PM ET
- Accepted
- Apr 23, 5:14 PM ET
- Size
- 22.0 KB