Cartwright Daniel Paul 4
4 · Walter Energy, Inc. · Filed Feb 27, 2012
Insider Transaction Report
Form 4
Cartwright Daniel Paul
President-Canadian Operations
Transactions
- Award
Non-qualified Stock Option
2012-02-23+2,542→ 2,542 totalExercise: $65.07Exp: 2022-02-23→ Common Stock (2,542 underlying) - Award
Common Stock
2012-02-23+1,659→ 9,863.35 total
Footnotes (3)
- [F1]Award of Restricted Stock Units which vest in 3 equal annual installments beginning 2/23/2013, subject to continued employment.
- [F2]Includes 33.35 shares held by Reporting Person under Employee Stock Purchase Plan and an award of Restricted Stock Unites which vest in 3 equal annual installments beginning on 7/18/2012, subject to continued employment.
- [F3]Options vest in 3 equal annual installments beginning 2/23/2013, subject to continued employment.