Maggiotto Rocco J 4
4 · LUCID INC · Filed Jan 4, 2012
Insider Transaction Report
Form 4
LUCID INCLCDCU
Maggiotto Rocco J
Director
Transactions
- Conversion
Common Stock
2011-12-30+18,323→ 24,323 total - Conversion
8% Convertible Note Due 2012
2011-12-30−18,323→ 0 total→ Common Stock (18,323 underlying)
Footnotes (2)
- [F1]Note including both principal and interest, automatically converts into shares of common stock upon closing of a qualified initial public offering at a conversion price equal to 70% of the price at which shares were sold to the public.
- [F2]Number of securities includes 6,000 shares of restricted stock that vest on April 1, 2014.