INTERWEST MANAGEMENT PARTNERS VII LLC 4
Accession 0001104659-11-005370
Filed
Feb 6, 7:00 PM ET
Accepted
Feb 7, 4:50 PM ET
Size
98.5 KB
Accession
0001104659-11-005370
Insider Transaction Report
- Conversion
Common Stock
2011-02-07+1,315,803→ 1,315,803 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+711,602→ 2,027,405 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+265,120→ 2,292,525 total(indirect: See Footnote) - Sale
Common Stock
2011-02-07$16.00/sh−407,401$6,518,416→ 1,885,124 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+59,696→ 59,696 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+34,005→ 93,701 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+12,208→ 105,909 total(indirect: See Footnote) - Sale
Common Stock
2011-02-07$16.00/sh−18,822$301,152→ 87,087 total(indirect: See Footnote) - Conversion
Series B Convertible Preferred Stock
2011-02-07−783,587→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (711,602 underlying) - Conversion
Series C Convertible Preferred Stock
2011-02-07−337,304→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (265,120 underlying) - Conversion
Series A Convertible Preferred Stock
2011-02-07−1,674,050→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (1,315,803 underlying) - Conversion
Series A Convertible Preferred Stock
2011-02-07−75,950→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (59,696 underlying) - Conversion
Series B Convertible Preferred Stock
2011-02-07−37,445→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (34,005 underlying) - Conversion
Series C Convertible Preferred Stock
2011-02-07−15,533→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (12,208 underlying)
- Conversion
Common Stock
2011-02-07+1,315,803→ 1,315,803 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+265,120→ 2,292,525 total(indirect: See Footnote) - Sale
Common Stock
2011-02-07$16.00/sh−407,401$6,518,416→ 1,885,124 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+59,696→ 59,696 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+12,208→ 105,909 total(indirect: See Footnote) - Sale
Common Stock
2011-02-07$16.00/sh−18,822$301,152→ 87,087 total(indirect: See Footnote) - Conversion
Series A Convertible Preferred Stock
2011-02-07−1,674,050→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (1,315,803 underlying) - Conversion
Series C Convertible Preferred Stock
2011-02-07−15,533→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (12,208 underlying) - Conversion
Common Stock
2011-02-07+711,602→ 2,027,405 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+34,005→ 93,701 total(indirect: See Footnote) - Conversion
Series A Convertible Preferred Stock
2011-02-07−75,950→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (59,696 underlying) - Conversion
Series B Convertible Preferred Stock
2011-02-07−37,445→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (34,005 underlying) - Conversion
Series B Convertible Preferred Stock
2011-02-07−783,587→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (711,602 underlying) - Conversion
Series C Convertible Preferred Stock
2011-02-07−337,304→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (265,120 underlying)
- Conversion
Common Stock
2011-02-07+59,696→ 59,696 total(indirect: See Footnote) - Conversion
Series A Convertible Preferred Stock
2011-02-07−1,674,050→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (1,315,803 underlying) - Conversion
Series A Convertible Preferred Stock
2011-02-07−75,950→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (59,696 underlying) - Conversion
Series C Convertible Preferred Stock
2011-02-07−337,304→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (265,120 underlying) - Conversion
Series C Convertible Preferred Stock
2011-02-07−15,533→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (12,208 underlying) - Conversion
Common Stock
2011-02-07+711,602→ 2,027,405 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+265,120→ 2,292,525 total(indirect: See Footnote) - Sale
Common Stock
2011-02-07$16.00/sh−407,401$6,518,416→ 1,885,124 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+34,005→ 93,701 total(indirect: See Footnote) - Sale
Common Stock
2011-02-07$16.00/sh−18,822$301,152→ 87,087 total(indirect: See Footnote) - Conversion
Series B Convertible Preferred Stock
2011-02-07−783,587→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (711,602 underlying) - Conversion
Series B Convertible Preferred Stock
2011-02-07−37,445→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (34,005 underlying) - Conversion
Common Stock
2011-02-07+1,315,803→ 1,315,803 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+12,208→ 105,909 total(indirect: See Footnote)
- Conversion
Common Stock
2011-02-07+1,315,803→ 1,315,803 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+711,602→ 2,027,405 total(indirect: See Footnote) - Sale
Common Stock
2011-02-07$16.00/sh−407,401$6,518,416→ 1,885,124 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+34,005→ 93,701 total(indirect: See Footnote) - Conversion
Series A Convertible Preferred Stock
2011-02-07−75,950→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (59,696 underlying) - Conversion
Series C Convertible Preferred Stock
2011-02-07−337,304→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (265,120 underlying) - Conversion
Common Stock
2011-02-07+265,120→ 2,292,525 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+59,696→ 59,696 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+12,208→ 105,909 total(indirect: See Footnote) - Sale
Common Stock
2011-02-07$16.00/sh−18,822$301,152→ 87,087 total(indirect: See Footnote) - Conversion
Series A Convertible Preferred Stock
2011-02-07−1,674,050→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (1,315,803 underlying) - Conversion
Series B Convertible Preferred Stock
2011-02-07−783,587→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (711,602 underlying) - Conversion
Series C Convertible Preferred Stock
2011-02-07−15,533→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (12,208 underlying) - Conversion
Series B Convertible Preferred Stock
2011-02-07−37,445→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (34,005 underlying)
- Conversion
Series B Convertible Preferred Stock
2011-02-07−783,587→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (711,602 underlying) - Conversion
Common Stock
2011-02-07+12,208→ 105,909 total(indirect: See Footnote) - Sale
Common Stock
2011-02-07$16.00/sh−18,822$301,152→ 87,087 total(indirect: See Footnote) - Conversion
Series A Convertible Preferred Stock
2011-02-07−75,950→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (59,696 underlying) - Conversion
Series B Convertible Preferred Stock
2011-02-07−37,445→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (34,005 underlying) - Conversion
Series C Convertible Preferred Stock
2011-02-07−15,533→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (12,208 underlying) - Conversion
Common Stock
2011-02-07+1,315,803→ 1,315,803 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+711,602→ 2,027,405 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+265,120→ 2,292,525 total(indirect: See Footnote) - Sale
Common Stock
2011-02-07$16.00/sh−407,401$6,518,416→ 1,885,124 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+59,696→ 59,696 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+34,005→ 93,701 total(indirect: See Footnote) - Conversion
Series A Convertible Preferred Stock
2011-02-07−1,674,050→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (1,315,803 underlying) - Conversion
Series C Convertible Preferred Stock
2011-02-07−337,304→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (265,120 underlying)
- Conversion
Common Stock
2011-02-07+1,315,803→ 1,315,803 total(indirect: See Footnote) - Sale
Common Stock
2011-02-07$16.00/sh−407,401$6,518,416→ 1,885,124 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+34,005→ 93,701 total(indirect: See Footnote) - Sale
Common Stock
2011-02-07$16.00/sh−18,822$301,152→ 87,087 total(indirect: See Footnote) - Conversion
Series A Convertible Preferred Stock
2011-02-07−1,674,050→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (1,315,803 underlying) - Conversion
Series A Convertible Preferred Stock
2011-02-07−75,950→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (59,696 underlying) - Conversion
Series B Convertible Preferred Stock
2011-02-07−783,587→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (711,602 underlying) - Conversion
Series B Convertible Preferred Stock
2011-02-07−37,445→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (34,005 underlying) - Conversion
Series C Convertible Preferred Stock
2011-02-07−337,304→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (265,120 underlying) - Conversion
Series C Convertible Preferred Stock
2011-02-07−15,533→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (12,208 underlying) - Conversion
Common Stock
2011-02-07+711,602→ 2,027,405 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+265,120→ 2,292,525 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+59,696→ 59,696 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+12,208→ 105,909 total(indirect: See Footnote)
- Conversion
Common Stock
2011-02-07+1,315,803→ 1,315,803 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+711,602→ 2,027,405 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+265,120→ 2,292,525 total(indirect: See Footnote) - Sale
Common Stock
2011-02-07$16.00/sh−407,401$6,518,416→ 1,885,124 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+59,696→ 59,696 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+34,005→ 93,701 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+12,208→ 105,909 total(indirect: See Footnote) - Sale
Common Stock
2011-02-07$16.00/sh−18,822$301,152→ 87,087 total(indirect: See Footnote) - Conversion
Series A Convertible Preferred Stock
2011-02-07−1,674,050→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (1,315,803 underlying) - Conversion
Series B Convertible Preferred Stock
2011-02-07−37,445→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (34,005 underlying) - Conversion
Series A Convertible Preferred Stock
2011-02-07−75,950→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (59,696 underlying) - Conversion
Series B Convertible Preferred Stock
2011-02-07−783,587→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (711,602 underlying) - Conversion
Series C Convertible Preferred Stock
2011-02-07−337,304→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (265,120 underlying) - Conversion
Series C Convertible Preferred Stock
2011-02-07−15,533→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (12,208 underlying)
- Conversion
Common Stock
2011-02-07+1,315,803→ 1,315,803 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+265,120→ 2,292,525 total(indirect: See Footnote) - Sale
Common Stock
2011-02-07$16.00/sh−18,822$301,152→ 87,087 total(indirect: See Footnote) - Conversion
Series A Convertible Preferred Stock
2011-02-07−1,674,050→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (1,315,803 underlying) - Conversion
Series A Convertible Preferred Stock
2011-02-07−75,950→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (59,696 underlying) - Conversion
Series B Convertible Preferred Stock
2011-02-07−783,587→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (711,602 underlying) - Conversion
Series B Convertible Preferred Stock
2011-02-07−37,445→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (34,005 underlying) - Conversion
Common Stock
2011-02-07+711,602→ 2,027,405 total(indirect: See Footnote) - Sale
Common Stock
2011-02-07$16.00/sh−407,401$6,518,416→ 1,885,124 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+59,696→ 59,696 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+34,005→ 93,701 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+12,208→ 105,909 total(indirect: See Footnote) - Conversion
Series C Convertible Preferred Stock
2011-02-07−337,304→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (265,120 underlying) - Conversion
Series C Convertible Preferred Stock
2011-02-07−15,533→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (12,208 underlying)
- Conversion
Common Stock
2011-02-07+1,315,803→ 1,315,803 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+59,696→ 59,696 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+12,208→ 105,909 total(indirect: See Footnote) - Sale
Common Stock
2011-02-07$16.00/sh−18,822$301,152→ 87,087 total(indirect: See Footnote) - Conversion
Series A Convertible Preferred Stock
2011-02-07−1,674,050→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (1,315,803 underlying) - Conversion
Series B Convertible Preferred Stock
2011-02-07−783,587→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (711,602 underlying) - Conversion
Series B Convertible Preferred Stock
2011-02-07−37,445→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (34,005 underlying) - Conversion
Series C Convertible Preferred Stock
2011-02-07−15,533→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (12,208 underlying) - Conversion
Common Stock
2011-02-07+711,602→ 2,027,405 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+265,120→ 2,292,525 total(indirect: See Footnote) - Sale
Common Stock
2011-02-07$16.00/sh−407,401$6,518,416→ 1,885,124 total(indirect: See Footnote) - Conversion
Common Stock
2011-02-07+34,005→ 93,701 total(indirect: See Footnote) - Conversion
Series A Convertible Preferred Stock
2011-02-07−75,950→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (59,696 underlying) - Conversion
Series C Convertible Preferred Stock
2011-02-07−337,304→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (265,120 underlying)
Footnotes (4)
- [F1]Represents shares owned by InterWest Partners VII, L.P. ("IWP7"). InterWest Management Partners VII, LLC ("IMP7") is the general partner of IWP7 and InterWest Investors VII, L.P. ("IWI7" and together with IWP7, the "InterWest Funds") and thereby has sole voting and investment control over the shares owned by the InterWest Funds. Gilbert H. Kliman, Harvey B. Cash, Philip T. Gianos, W. Scott Hedrick, W. Stephen Holmes, Thomas L. Rosch and Arnold L. Oronsky are managing directors of IMP7 and have shared voting and investment control over the shares owned by the InterWest Funds. The managing directors and members of IMP7 disclaim beneficial ownership of the shares owned by the InterWest Funds, except to the extent of their respective pecuniary interest therein.
- [F2]Represents shares owned by InterWest Investors VII, L.P. ("IWI7"). InterWest Management Partners VII, LLC ("IMP7") is the general partner of IWI7 and InterWest Partners VII, L.P. ("IWP7" and together with IWI7, the "InterWest Funds") and thereby has sole voting and investment control over the shares owned by the InterWest Funds. Gilbert H. Kliman, Harvey B. Cash, Philip T. Gianos, W. Scott Hedrick, W. Stephen Holmes, Thomas L. Rosch and Arnold L. Oronsky are managing directors of IMP7 and have shared voting and investment control over the shares owned by the InterWest Funds. The managing directors and members of IMP7 disclaim beneficial ownership of the shares owned by the InterWest Funds, except to the extent of their respective pecuniary interest therein.
- [F3]Each of the shares of the Issuer's Series A Convertible Preferred Stock and Series C Convertible Preferred Stock automatically converted into 0.786 shares of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering and have no expiration date.
- [F4]Each of the shares of the Issuer's Series B Convertible Preferred Stock automatically converted into 0.90813437 shares of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering and has no expiration date.
Documents
Issuer
EPOCRATES INC
CIK 0001096738
Related Parties
1- filerCIK 0001081735
Filing Metadata
- Form type
- 4
- Filed
- Feb 6, 7:00 PM ET
- Accepted
- Feb 7, 4:50 PM ET
- Size
- 98.5 KB