4//SEC Filing
1999 Revocable Trust 4
Accession 0001104659-11-001530
CIK 0000746514other
Filed
Jan 13, 7:00 PM ET
Accepted
Jan 14, 11:20 AM ET
Size
13.6 KB
Accession
0001104659-11-001530
Insider Transaction Report
Form 4
BROWN HAROLD
Treasurer10% Owner
Transactions
- Other
NEN Depositary Receipts
2010-06-04+30,000→ 250,000 total(indirect: By Trust) - Other
NEN Depositary Receipts
2011-01-12−100,000→ 150,000 total(indirect: By Trust) - Other
NEN Depositary Receipts
2011-01-12+169,283→ 169,283 total(indirect: By LLC) - Other
NEN Class B Units of Limited Partnership Interest
2011-01-12+18,736.6→ 18,736.6 total(indirect: By LLC)
1999 Revocable Trust
10% Owner
Transactions
- Other
NEN Depositary Receipts
2010-06-04+30,000→ 250,000 total(indirect: By Trust) - Other
NEN Depositary Receipts
2011-01-12−100,000→ 150,000 total(indirect: By Trust) - Other
NEN Depositary Receipts
2011-01-12+169,283→ 169,283 total(indirect: By LLC) - Other
NEN Class B Units of Limited Partnership Interest
2011-01-12+18,736.6→ 18,736.6 total(indirect: By LLC)
Footnotes (3)
- [F1]On June 4, 2010, the NERA 1994 Irrevocable Trust, a grantor trust established by Harold Brown (the "1994 Trust"), transferred 30,000 Depositary Receipts to the Harold Brown 1999 Revocable Trust (the "1999 Trust") as consideration for a 2.18% economic interest in HBC Holdings, LLC ("HBC Holdings"). Mr. Brown is the sole manager of HBC Holdings with sole voting and dispositive control over the Depositary Receipts and Class B Units beneficially owned by HBC Holdings, however Mr. Brown does not have any economic interest in HBC Holdings and disclaims beneficial ownership of the Depositary Receipts and Class B Units beneficially owned by HBC Holdings pursuant to Rule 13d-4.
- [F2]On January 12, 2011, the 1999 Trust transferred 100,000 Depositary Receipts to HBC Holdings for estate planning purposes and without consideration. Mr. Brown disclaims beneficial ownership of the Depositary Receipts beneficially owned by HBC Holdings pursuant to Rule 13d-4.
- [F3]On January 12, 2011, the 1994 Trust transferred 69,283 Depositary Receipts and 18,736.6 Class B Units of Limited Partnership Interest to HBC Holdings as consideration for additional economic interests in HBC Holdings resulting in an aggregate economic interest in HBC Holdings of 20.76% as of January 12, 2011. Mr. Brown disclaims beneficial ownership of the Depositary Receipts and Class B Units beneficially owned by HBC Holdings pursuant to Rule 13d-4.
Documents
Issuer
NEW ENGLAND REALTY ASSOCIATES LIMITED PARTNERSHIP
CIK 0000746514
Entity typeother
Related Parties
1- filerCIK 0001473909
Filing Metadata
- Form type
- 4
- Filed
- Jan 13, 7:00 PM ET
- Accepted
- Jan 14, 11:20 AM ET
- Size
- 13.6 KB