4//SEC Filing
Kipnes Stuart J 4
Accession 0001104659-10-034649
CIK 0001374310other
Filed
Jun 17, 8:00 PM ET
Accepted
Jun 18, 8:14 PM ET
Size
13.2 KB
Accession
0001104659-10-034649
Insider Transaction Report
Form 4
Kipnes Stuart J
Director
Transactions
- Other
Class A-2 Common Stock
2010-06-18+40,000→ 40,000 total(indirect: By Associated Options, Inc.) - Other
Class A Common Stock
2010-06-18+80,000→ 80,000 total(indirect: By Associated Options, Inc.) - Other
Class A-1 Common Stock
2010-06-18+40,000→ 40,000 total(indirect: By Associated Options, Inc.) - Purchase
Unrestricted Common Stock
2010-06-18$29.00/sh+300$8,700→ 7,847 total - Other
Class A Common Stock
2010-06-18−80,000→ 0 total(indirect: By Associated Options, Inc.)
Footnotes (5)
- [F1]Represents shares of Class A Common Stock received from the Company in connection with the Company's restructuring transaction, a merger exempt from Section 16(b) pursuant to Rule 16b-7 and approved by the board of directors of the Company in accordance with Rule 16b-3.
- [F2]Reflects shares owned by Associated Options, Inc. Mr. Kipnes is the president and sole owner of Associated Options, Inc.
- [F3]Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A Common Stock not sold in the Company's initial public offering converted into one-half of one share of Class A-1 Common Stock and one-half of one share of Class A-2 Common Stock upon completion of the Company's initial public offering.
- [F4]Each issued and outstanding share of Class A-1 Common Stock and Class A-2 Common Stock shall automatically convert (without any action by the holder) into one share of Unrestricted Common Stock on the one hundred eightieth (180th) and three hundred sixtieth (360th) day, respectively, following the date that shares of CBOE Holdings Unrestricted Common Stock are issued in the Company's initial public offering, subject in each case to the Company's right to delay such conversion in connection with an organized sale.
- [F5]Purchased pursuant to CBOE Holding, Inc.'s reserved share program in connection with its initial public offering.
Documents
Issuer
CBOE Holdings, Inc.
CIK 0001374310
Entity typeother
Related Parties
1- filerCIK 0001493846
Filing Metadata
- Form type
- 4
- Filed
- Jun 17, 8:00 PM ET
- Accepted
- Jun 18, 8:14 PM ET
- Size
- 13.2 KB