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3//SEC Filing

DAKOTA GROWERS PASTA CO INC 3

Accession 0001104659-10-015700

CIK 0001166347operating

Filed

Mar 21, 8:00 PM ET

Accepted

Mar 22, 6:46 PM ET

Size

17.3 KB

Accession

0001104659-10-015700

Insider Transaction Report

Form 3
Period: 2010-03-10
Holdings
  • Common Stock, $.01 par value per share

    (indirect: See Footnote)
    2,428,692
  • Series F Convertible Preferred Stock, $.01 par value

    (indirect: See Footnote)
    Exercise: $0.00Common Stock, $.01 par value per share (1,065,000 underlying)
  • Series D Delivery Preferred Stock, $.01 par value

    (indirect: See Footnote)
    238,248
Footnotes (2)
  • [F1]See Exhibit 99 - Attachment A for explanation of responses.
  • [F2]Each share of Series F Convertible Preferred Stock is convertible into one share of Common Stock upon (i) 65 days written notice of Dakota Growers Pasta Company, Inc. (the "Company") (ii) a change of control of the Company or (iii) any transaction, however structured, pursuant to which the holder of such share of Series F Convertible Preferred Stock substantially exits its equity investment in the Company.

Issuer

DAKOTA GROWERS PASTA CO INC

CIK 0001166347

Entity typeoperating
IncorporatedND

Related Parties

1
  • filerCIK 0001166347

Filing Metadata

Form type
3
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 6:46 PM ET
Size
17.3 KB