4//SEC Filing
Malcolm David M. 4
Accession 0001104659-09-062206
CIK 0001466538other
Filed
Nov 2, 7:00 PM ET
Accepted
Nov 3, 5:07 PM ET
Size
9.3 KB
Accession
0001104659-09-062206
Insider Transaction Report
Form 4
Malcolm David M.
DirectorCEO of Cowen and Company, LLC
Transactions
- Award
Class A Common Stock
2009-11-02+288,832→ 550,132 total - Award
Class A Common Stock
2009-11-02+261,300→ 261,300 total - Award
Stock Option (right to buy)
2009-11-02+103,390→ 103,390 totalExercise: $16.00From: 2009-11-02Exp: 2013-07-12→ Class A Common Stock (103,390 underlying)
Footnotes (3)
- [F1]Received in exchange for 261,300 shares of common stock of Cowen Holdings, Inc. (f/k/a Cowen Group, Inc.) ("Cowen Holdings") in connection with the merger of Lexington Merger Corp., a wholly owned subsidiary of the Issuer (f/k/a LexingtonPark Parent Corp.), with and into Cowen Holdings (the "Merger").
- [F2]This is restricted stock that will vest with respect to 50% of the shares on each of the second and third anniversaries of the grant date.
- [F3]Received upon conversion of 103,390 stock options of Cowen Holdings in connection with the Merger.
Documents
Issuer
COWEN GROUP, INC.
CIK 0001466538
Entity typeother
Related Parties
1- filerCIK 0001428930
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 7:00 PM ET
- Accepted
- Nov 3, 5:07 PM ET
- Size
- 9.3 KB