4//SEC Filing
GENUS INC 4
Accession 0001104659-05-010947
CIK 0000837913operating
Filed
Mar 13, 7:00 PM ET
Accepted
Mar 14, 9:57 PM ET
Size
11.6 KB
Accession
0001104659-05-010947
Insider Transaction Report
Form 4
GENUS INCGGNS
ELDER WILLIAM W R
DirectorChairman & CEO
Transactions
- Disposition from Tender
Common Stock
2005-03-10$4.04/sh+242,350$979,094→ 123,598 total - Disposition from Tender
Common Stock
2005-03-10$4.04/sh+22,000$88,880→ 11,220 total(indirect: Elder Sons) - Disposition from Tender
Employee Stock Option (Right to buy)
2005-03-10+486,000→ 247,860 total→ Am Dep Shares (247,860 underlying) - Disposition from Tender
Common Stock
2005-03-10$4.04/sh+75,000$303,000→ 38,250 total(indirect: By Trust)
Footnotes (4)
- [F1]Shares are exchangeable for shares of AIXTRON American depositary shares (on a .51 for each Genus share basis) pursuant to the terms of the Agreement and Plan of Merger dated July 1, 2004 between the Company and AIXTRON AG which became effective on March 10, 2005 (the "Closing Date").
- [F2]Options are exercisable in exchange for shares of AIXTRON American depositary shares (on a .51 for each Genus share basis) pursuant to the terms of the Agreement and Plan of Merger dated July 1, 2004 between the Company and AIXTRON AG which became effective on the Closing Date.
- [F3]Each outstanding option shall be converted, upon exercise, into the right to receive .51 AIXTRON American depositary shares with an exercise price equal to the exercise price of the derivative security as stated in the stock option agreements between Mr. Elder and the Company divided by the conversion ratio of .51.
- [F4]Shares are held by the Elder Family Trust dated 12/02/88 of which Mr. Elder is the Trustee.
Documents
Issuer
GENUS INC
CIK 0000837913
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0000837913
Filing Metadata
- Form type
- 4
- Filed
- Mar 13, 7:00 PM ET
- Accepted
- Mar 14, 9:57 PM ET
- Size
- 11.6 KB