4//SEC Filing
BOOKHAM, INC. 4
Accession 0001104659-05-005930
CIK 0001110647operating
Filed
Feb 10, 7:00 PM ET
Accepted
Feb 11, 9:15 PM ET
Size
19.3 KB
Accession
0001104659-05-005930
Insider Transaction Report
Form 4
BOOKHAM, INC.BKHM
Abely Stephen
Chief Financial Officer
Transactions
- Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-02-09−50,000→ 125,254 totalExercise: $20.17Exp: 2011-11-01→ Common Stock (50,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-02-09−40,754→ 60,000 totalExercise: $10.44Exp: 2014-06-01→ Common Stock (40,754 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-02-09−24,500→ 100,754 totalExercise: $13.93Exp: 2012-11-13→ Common Stock (24,500 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-02-09−88,516→ 175,254 totalExercise: $24.15Exp: 2013-09-24→ Common Stock (88,516 underlying) - Award
Common Stock
2005-02-09+102,450→ 102,450 total - Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-02-09−30,000→ 30,000 totalExercise: $6.73Exp: 2014-09-21→ Common Stock (30,000 underlying)
Footnotes (7)
- [F1]On February 9, 2005, the issuer canceled, pursuant to the Restricted Stock Agreement dated February 9, 2005 entered into by the issuer and the reporting person, options granted to the reporting person on November 2, 2001, November 14, 2002, September 25, 2003, June 2, 2004 and September 22, 2004. In exchange for the options, the reporting person received 102,450 shares of restricted stock.
- [F2]The options vests as to 12/48 on the first anniversary of date of grant and a further 1/48 on the first day of each of the next 36 months.
- [F3]Fifty percent of the option vests upon Bookham, Inc. achieving profitability and the remaining fifty percent of the option vests upon Bookham, Inc. achieving cash break-even. On September 22, 2009, all of the unvested option vests.
- [F4]The option vests as to 1/3 after 18 months, 1/3 after 30 months, and 1/3 after 42 months.
- [F5]Accelerator vesting options (i.e. vesting can accelerate from normal time vesting patterns).
- [F6]The option vests as to 25% on January 1, 2004, 10% on April 1, 2004, and 5% every quarter thereafter.
- [F7]Converted from British Pounds Sterling to U.S. Dollars using the noon buying rate of exchange on September 9, 2004 of 1.00 British Pound Sterling = 1.7853 U.S. Dollars.
Documents
Issuer
BOOKHAM, INC.
CIK 0001110647
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001110647
Filing Metadata
- Form type
- 4
- Filed
- Feb 10, 7:00 PM ET
- Accepted
- Feb 11, 9:15 PM ET
- Size
- 19.3 KB