BOOKHAM, INC. 4

4 · BOOKHAM, INC. · Filed Feb 11, 2005

Form 4

Period: 2005-02-09

Chief Financial Officer

Transactions

Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-02-09−50,000→ 125,254 total
Exercise: $20.17Exp: 2011-11-01→ Common Stock (50,000 underlying)
Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-02-09−40,754→ 60,000 total
Exercise: $10.44Exp: 2014-06-01→ Common Stock (40,754 underlying)
Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-02-09−24,500→ 100,754 total
Exercise: $13.93Exp: 2012-11-13→ Common Stock (24,500 underlying)
Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-02-09−88,516→ 175,254 total
Exercise: $24.15Exp: 2013-09-24→ Common Stock (88,516 underlying)
Award
Common Stock
2005-02-09+102,450→ 102,450 total
Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-02-09−30,000→ 30,000 total
Exercise: $6.73Exp: 2014-09-21→ Common Stock (30,000 underlying)

Footnotes (7)

[F1]On February 9, 2005, the issuer canceled, pursuant to the Restricted Stock Agreement dated February 9, 2005 entered into by the issuer and the reporting person, options granted to the reporting person on November 2, 2001, November 14, 2002, September 25, 2003, June 2, 2004 and September 22, 2004. In exchange for the options, the reporting person received 102,450 shares of restricted stock.
[F2]The options vests as to 12/48 on the first anniversary of date of grant and a further 1/48 on the first day of each of the next 36 months.
[F3]Fifty percent of the option vests upon Bookham, Inc. achieving profitability and the remaining fifty percent of the option vests upon Bookham, Inc. achieving cash break-even. On September 22, 2009, all of the unvested option vests.
[F4]The option vests as to 1/3 after 18 months, 1/3 after 30 months, and 1/3 after 42 months.
[F5]Accelerator vesting options (i.e. vesting can accelerate from normal time vesting patterns).
[F6]The option vests as to 25% on January 1, 2004, 10% on April 1, 2004, and 5% every quarter thereafter.
[F7]Converted from British Pounds Sterling to U.S. Dollars using the noon buying rate of exchange on September 9, 2004 of 1.00 British Pound Sterling = 1.7853 U.S. Dollars.

Documents

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