3//SEC Filing
OCM PRINCIPAL OPPORTUNITIES FUND II LP 3
Accession 0001104659-04-017310
CIK 0000034339other
Filed
Jun 17, 8:00 PM ET
Accepted
Jun 18, 7:53 PM ET
Size
8.1 KB
Accession
0001104659-04-017310
Insider Transaction Report
Form 3
OAKTREE CAPITAL MANAGEMENT LP
10% Owner
Holdings
- (indirect: See footnote)
Warrant (right to buy)
Exercise: $0.02From: 2004-06-15Exp: 2014-06-15→ Common Stock (1,841,715 underlying)
Footnotes (3)
- [F1]The reporting person, Oaktree Capital Management, LLC ("Oaktree"), is a registered investment adviser under the Investment Advisers Act of 1940, as amended, acting as the general partner of OCM Principal Opportunities Fund II, L.P., a Delaware limited partnership ("OCM Fund").
- [F2]The OCM Fund is the direct beneficial owner of the warrant. Oaktree disclaims beneficial ownership of the reported securities except to, the extent of its pecuniary interest therein. The filing of this Form 3 shall not be deemed an admission that Oaktree is the beneficial owner of any securities not held directly for its account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.
- [F3]Oaktree is a limited liability company mangaged by an executive committee, the members of which are Howard S. Marks, Bruce A. Karsh, David Kirchheimer, Sheldon M. Stone, D. Richard Masson, Larry W. Keele, Stephen A. Kaplan, Russel S. Bernard, John W. Moon, Kevin L. Clayton and John B. Frank. Each of such persons may be deemed a beneficial owner of the securities listed herein by virtue of such status as members of Oaktree. Each such person disclaims beneficial ownership of the securities listed herein and the filing of this Form 3 shall not be construed as an admission that such person is the beneficial owner of any securities covered by this Form 3, except to the extent of any pecuniary interest therein.
Documents
Issuer
FALCON PRODUCTS INC /DE/
CIK 0000034339
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001049809
Filing Metadata
- Form type
- 3
- Filed
- Jun 17, 8:00 PM ET
- Accepted
- Jun 18, 7:53 PM ET
- Size
- 8.1 KB