4//SEC Filing
THERIAULT DAN M 4
Accession 0001104659-03-020586
CIK 0000948034other
Filed
Sep 11, 8:00 PM ET
Accepted
Sep 12, 3:46 PM ET
Size
7.6 KB
Accession
0001104659-03-020586
Insider Transaction Report
Form 4
THERIAULT DAN M
Director
Transactions
- Award
Stock Option
2003-07-15$3.98/sh+20,000$79,600→ 20,000 totalExercise: $3.98Exp: 2013-07-15→ Common Stock (20,000 underlying)
Holdings
- 202,800(indirect: See Footnote)
Common Stock
- 28,100(indirect: See Footnote)
Common Stock
- 50,000
Common Stock
Footnotes (3)
- [F1]Represents shares owned by Palladium Partners LP. Mr. Theriault has a controlling interest in a general partner of Palladium Partners LP and serves as the portfolio manager of the managing general partner of Palladium Partners LP. He disclaims beneficial and pecuniary interest in a percentage of the shares not represented by his limited partnership interest which changes from time to time.
- [F2]Represents shared owned by Palladium Offshore, Ltd. Mr. Theriault is a non-controlling shareholder in Palladium Offshore, Ltd. and serves as a portfolio manager for the investment advisor to Palladium Offshore, Ltd. Mr. Theriault disclaims a pecuniary interest in these shares and disclaims beneficial ownership of the shares not represented by his ownership percentage in Palladium Offshore Ltd.
- [F3]Stock Options are exercisable in equal annual increments over three years from issuance
Documents
Issuer
FIRST INVESTORS FINANCIAL SERVICES GROUP INC
CIK 0000948034
Entity typeother
Related Parties
1- filerCIK 0001230114
Filing Metadata
- Form type
- 4
- Filed
- Sep 11, 8:00 PM ET
- Accepted
- Sep 12, 3:46 PM ET
- Size
- 7.6 KB