Kennedy Bryan J 4
4 · ALLIANCE DATA SYSTEMS CORP · Filed Feb 21, 2018
Insider Transaction Report
Form 4
Kennedy Bryan J
EVP & President, Mktg. Svcs.
Transactions
- Tax Payment
Common Stock
2018-02-16$243.50/sh−640$155,840→ 124,884.177 total - Tax Payment
Common Stock
2018-02-20$246.52/sh−935$230,496→ 123,949.177 total
Holdings
- 600(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.
- [F2]The total number of securities beneficially owned includes: (a) 104,719.177 unrestricted shares; (b) 601 unvested units from an award of 1,769 time-based restricted stock units granted 2/16/16; (c) 1,071 unvested units from an award of 3,151 performance-based restricted stock units granted 2/16/16; (d) 1,291 unvested units from an award of 1,926 time-based restricted stock units granted 2/15/17; (e) 1,800 unvested units from an award of 2,687 performance-based restricted stock units granted 2/15/17; (f) 3,855 unvested performance-based restricted stock units granted 2/15/17; (g) 1,576 unvested units from an award of 3,153 performance-based restricted stock units granted 2/15/17; (h) 1,806 unvested time-based restricted stock units granted 2/15/18; (i) 3,615 unvested performance-based restricted stock units granted 2/15/18; and (j) 3,615 unvested performance-based restricted stock units granted 2/15/18.
- [F3]The shares are held in the Norma Kay Kennedy Living Trust for the benefit of the Reporting Person's mother. The Reporting Person serves as trustee.