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4//SEC Filing

A.L. Sarroff Fund, LLC 4

Accession 0001099910-26-000033

CIK 0001512922other
View on SEC.govCompany Profile

Filed

Jan 15, 7:00 PM ET

Accepted

Jan 16, 4:38 PM ET

Size

63.5 KB

Accession

0001099910-26-000033

Insider Transaction Report

Form 4
Period: 2024-04-05
PetVivo Holdings, Inc.PETV
A.L. Sarroff Fund, LLC
10% Owner
Transactions
  • Purchase

    Common Stock

    [F1]
    2024-04-05$1.06/sh+100$106→ 1,859,463 total
  • Purchase

    Common Stock

    [F1]
    2024-04-09$0.72/sh+418,310$301,183→ 2,277,773 total
  • Conversion

    Common Stock

    [F1]
    2024-04-29$0.70/sh+430,798$301,559→ 2,708,571 total
  • Purchase

    Common Stock

    [F1]
    2024-05-15$0.70/sh+142,858$100,001→ 2,851,429 total
  • Purchase

    Common Stock

    [F1]
    2024-06-20$0.56/sh+70$39→ 2,851,499 total
  • Conversion

    Common Stock

    [F1]
    2024-07-09$0.40/sh+1,250,000$500,000→ 4,101,499 total
  • Conversion

    Common Stock

    [F2]
    2024-07-09$0.40/sh+1,250,000$500,000→ 5,351,499 total(indirect: FN)
  • Conversion

    Common Stock

    [F1]
    2024-09-09$0.45/sh+331,644$149,240→ 5,683,143 total
  • Purchase

    Common Stock

    [F1]
    2024-09-12$0.55/sh+60,116$33,064→ 5,743,259 total
  • Purchase

    Common Stock

    [F1]
    2024-09-13$0.53/sh+16,030$8,496→ 5,759,289 total
  • Purchase

    Common Stock

    [F1]
    2024-09-17$0.54/sh+9,498$5,129→ 5,768,787 total
  • Purchase

    Common Stock

    [F1]
    2024-09-18$0.54/sh+3,000$1,620→ 5,771,787 total
  • Purchase

    Common Stock

    [F1]
    2024-09-19$0.54/sh+5,000$2,700→ 5,776,787 total
  • Purchase

    Common Stock

    [F1]
    2024-09-20$0.53/sh+4,301$2,280→ 5,781,088 total
  • Purchase

    Common Stock

    [F1]
    2024-09-23$0.52/sh+4,800$2,496→ 5,785,888 total
  • Purchase

    Common Stock

    [F1]
    2024-09-24$0.50/sh+2,000$1,000→ 5,787,888 total
  • Conversion

    Common Stock

    [F1]
    2024-09-26$0.45/sh+770,767$346,845→ 6,558,655 total
  • Purchase

    Common Stock

    [F1]
    2024-09-26$0.46/sh+4,000$1,840→ 6,562,655 total
  • Purchase

    Common Stock

    [F1]
    2024-10-02$0.42/sh+21$9→ 6,562,676 total
  • Purchase

    Common Stock

    [F1]
    2024-10-03$0.47/sh+3,000$1,410→ 6,565,676 total
  • Purchase

    Common Stock

    [F1]
    2024-10-04$0.48/sh+11,073$5,315→ 6,576,749 total
  • Purchase

    Common Stock

    [F1]
    2024-10-07$0.52/sh+15,400$8,008→ 6,592,149 total
  • Purchase

    Common Stock

    [F1]
    2024-10-07$0.55/sh+1,000$550→ 6,593,149 total
  • Purchase

    Common Stock

    [F1]
    2024-10-08$0.58/sh+3,581$2,077→ 6,596,730 total
  • Purchase

    Common Stock

    [F1]
    2024-10-09$0.60/sh+1,300$780→ 6,598,030 total
  • Purchase

    Common Stock

    [F1]
    2024-10-10$0.60/sh+600$360→ 6,598,630 total
  • Purchase

    Common Stock

    [F1]
    2024-10-11$0.56/sh+11,500$6,440→ 6,610,130 total
  • Purchase

    Common Stock

    [F1]
    2024-10-11$0.56/sh+300$168→ 6,610,430 total
  • Purchase

    Common Stock

    [F1]
    2024-10-15$0.57/sh+500$285→ 6,610,930 total
  • Purchase

    Warrant (Right to Buy)

    [F2]
    2024-02-13$0.90/sh+150,000$135,000→ 150,000 total(indirect: FN)
    Exercise: $0.90From: 2024-02-13Exp: 2027-02-13→ Common Stock (150,000 underlying)
  • Purchase

    Warrant (Right to Buy)

    [F1]
    2024-04-09$1.50/sh+428,572$642,858→ 428,572 total
    Exercise: $1.50From: 2024-04-09Exp: 2027-04-09→ Common Stock (428,572 underlying)
  • Purchase

    Warrant (Right to Buy)

    [F1]
    2024-04-29$1.50/sh+430,798$646,197→ 430,798 total
    Exercise: $1.50From: 2024-04-29Exp: 2027-04-29→ Common Stock (430,798 underlying)
  • Purchase

    Warrant (Right to Buy)

    [F1]
    2024-05-15$1.50/sh+142,858$214,287→ 142,858 total
    Exercise: $1.50From: 2024-05-15Exp: 2027-05-15→ Common Stock (142,858 underlying)
  • Purchase

    Warrant (Right to Buy)

    [F1]
    2024-06-10$0.75/sh+75,000$56,250→ 75,000 total
    Exercise: $0.75From: 2024-06-10Exp: 2027-06-10→ Common Stock (75,000 underlying)
  • Purchase

    Warrant (Right to Buy)

    [F1]
    2024-07-09$0.90/sh+1,250,000$1,125,000→ 1,250,000 total
    Exercise: $0.90From: 2024-07-09Exp: 2027-07-09→ Common Stock (1,250,000 underlying)
  • Purchase

    Warrant (Right to Buy)

    [F2]
    2024-07-09$0.90/sh+1,250,000$1,125,000→ 1,250,000 total(indirect: FN)
    Exercise: $0.90From: 2024-07-09Exp: 2027-07-09→ Common Stock (1,250,000 underlying)
Footnotes (2)
  • [F1]Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.
  • [F2]Held by Mr. Sarnoff's spouse, Eileen Sarroff.
Signature
/s/ A.L. Sarroff Fund, LLC, By: Alan L. Sarroff, Chief Executive Officer and Managing Member|2026-01-16

Documents

1 file

Issuer

PetVivo Holdings, Inc.

CIK 0001512922

→
Entity typeother
IncorporatedNY

Related Parties

1
  • filerCIK 0001553209

Filing Metadata

Form type
4
Filed
Jan 15, 7:00 PM ET
Accepted
Jan 16, 4:38 PM ET
Size
63.5 KB
View on SEC.gov