A.L. Sarroff Fund, LLC 4
4 · PetVivo Holdings, Inc. · Filed Jan 16, 2026
Insider Transaction Report
Form 4
A.L. Sarroff Fund, LLC
10% Owner
Transactions
- Purchase
Common Stock
[F1]2024-04-05$1.06/sh+100$106→ 1,859,463 total - Purchase
Common Stock
[F1]2024-04-09$0.72/sh+418,310$301,183→ 2,277,773 total - Conversion
Common Stock
[F1]2024-04-29$0.70/sh+430,798$301,559→ 2,708,571 total - Purchase
Common Stock
[F1]2024-05-15$0.70/sh+142,858$100,001→ 2,851,429 total - Purchase
Common Stock
[F1]2024-06-20$0.56/sh+70$39→ 2,851,499 total - Conversion
Common Stock
[F1]2024-07-09$0.40/sh+1,250,000$500,000→ 4,101,499 total - Conversion
Common Stock
[F2]2024-07-09$0.40/sh+1,250,000$500,000→ 5,351,499 total(indirect: FN) - Conversion
Common Stock
[F1]2024-09-09$0.45/sh+331,644$149,240→ 5,683,143 total - Purchase
Common Stock
[F1]2024-09-12$0.55/sh+60,116$33,064→ 5,743,259 total - Purchase
Common Stock
[F1]2024-09-13$0.53/sh+16,030$8,496→ 5,759,289 total - Purchase
Common Stock
[F1]2024-09-17$0.54/sh+9,498$5,129→ 5,768,787 total - Purchase
Common Stock
[F1]2024-09-18$0.54/sh+3,000$1,620→ 5,771,787 total - Purchase
Common Stock
[F1]2024-09-19$0.54/sh+5,000$2,700→ 5,776,787 total - Purchase
Common Stock
[F1]2024-09-20$0.53/sh+4,301$2,280→ 5,781,088 total - Purchase
Common Stock
[F1]2024-09-23$0.52/sh+4,800$2,496→ 5,785,888 total - Purchase
Common Stock
[F1]2024-09-24$0.50/sh+2,000$1,000→ 5,787,888 total - Conversion
Common Stock
[F1]2024-09-26$0.45/sh+770,767$346,845→ 6,558,655 total - Purchase
Common Stock
[F1]2024-09-26$0.46/sh+4,000$1,840→ 6,562,655 total - Purchase
Common Stock
[F1]2024-10-02$0.42/sh+21$9→ 6,562,676 total - Purchase
Common Stock
[F1]2024-10-03$0.47/sh+3,000$1,410→ 6,565,676 total - Purchase
Common Stock
[F1]2024-10-04$0.48/sh+11,073$5,315→ 6,576,749 total - Purchase
Common Stock
[F1]2024-10-07$0.52/sh+15,400$8,008→ 6,592,149 total - Purchase
Common Stock
[F1]2024-10-07$0.55/sh+1,000$550→ 6,593,149 total - Purchase
Common Stock
[F1]2024-10-08$0.58/sh+3,581$2,077→ 6,596,730 total - Purchase
Common Stock
[F1]2024-10-09$0.60/sh+1,300$780→ 6,598,030 total - Purchase
Common Stock
[F1]2024-10-10$0.60/sh+600$360→ 6,598,630 total - Purchase
Common Stock
[F1]2024-10-11$0.56/sh+11,500$6,440→ 6,610,130 total - Purchase
Common Stock
[F1]2024-10-11$0.56/sh+300$168→ 6,610,430 total - Purchase
Common Stock
[F1]2024-10-15$0.57/sh+500$285→ 6,610,930 total - Purchase
Warrant (Right to Buy)
[F2]2024-02-13$0.90/sh+150,000$135,000→ 150,000 total(indirect: FN)Exercise: $0.90From: 2024-02-13Exp: 2027-02-13→ Common Stock (150,000 underlying) - Purchase
Warrant (Right to Buy)
[F1]2024-04-09$1.50/sh+428,572$642,858→ 428,572 totalExercise: $1.50From: 2024-04-09Exp: 2027-04-09→ Common Stock (428,572 underlying) - Purchase
Warrant (Right to Buy)
[F1]2024-04-29$1.50/sh+430,798$646,197→ 430,798 totalExercise: $1.50From: 2024-04-29Exp: 2027-04-29→ Common Stock (430,798 underlying) - Purchase
Warrant (Right to Buy)
[F1]2024-05-15$1.50/sh+142,858$214,287→ 142,858 totalExercise: $1.50From: 2024-05-15Exp: 2027-05-15→ Common Stock (142,858 underlying) - Purchase
Warrant (Right to Buy)
[F1]2024-06-10$0.75/sh+75,000$56,250→ 75,000 totalExercise: $0.75From: 2024-06-10Exp: 2027-06-10→ Common Stock (75,000 underlying) - Purchase
Warrant (Right to Buy)
[F1]2024-07-09$0.90/sh+1,250,000$1,125,000→ 1,250,000 totalExercise: $0.90From: 2024-07-09Exp: 2027-07-09→ Common Stock (1,250,000 underlying) - Purchase
Warrant (Right to Buy)
[F2]2024-07-09$0.90/sh+1,250,000$1,125,000→ 1,250,000 total(indirect: FN)Exercise: $0.90From: 2024-07-09Exp: 2027-07-09→ Common Stock (1,250,000 underlying)
Footnotes (2)
- [F1]Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.
- [F2]Held by Mr. Sarnoff's spouse, Eileen Sarroff.
Signature
/s/ A.L. Sarroff Fund, LLC, By: Alan L. Sarroff, Chief Executive Officer and Managing Member|2026-01-16