PetVivo Holdings, Inc.·4

Jan 16, 4:37 PM ET

A.L. Sarroff Fund, LLC 4

4 · PetVivo Holdings, Inc. · Filed Jan 16, 2026

Insider Transaction Report

Form 4
Period: 2023-10-26
Transactions
  • Conversion

    Common Stock

    [F1]
    2023-10-26$0.73/sh+164,340$119,9681,748,251 total
  • Purchase

    Common Stock

    [F1]
    2023-12-15$0.90/sh+111,112$100,0011,859,363 total
  • Purchase

    Warrants (Right to Buy)

    [F1]
    2023-12-15$1.50/sh+111,112$166,668111,112 total
    Exercise: $1.50From: 2026-12-15Exp: 2026-12-15Common Stock (111,112 underlying)
Footnotes (1)
  • [F1]Alan L. Sarroff is the Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC and is deemed to beneficially own and have sole voting and dispositive powers over its securities.
Signature
/s/ A.L. Sarroff Fund, LLC, By: Alan L. Sarroff, Chief Executive Officer and Managing Member|2026-01-16

Documents

1 file
  • 4
    ownership.xmlPrimary

    FORM 4 - 2023