13F-HR 1 mjwa13f123101.txt MJWA 13F FILING 12-31-01 FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F-HR COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 Check here if Amendment: | |; Amendment Number: ___ This Amendment (Check only one): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: M.J. Whitman Advisers Address: 767 Third Avenue New York, NY 10017 Form 13F File Number: 028-06664 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Martin J. Whitman Title: Chairman Phone: 212-888-6865 Signature, Place, and Date of Signing: Martin J. Whitman New York, New York January 22, 2002 Report Type (Check one only): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 115 Form 13F Information Table Value Total: $494,775 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file nember(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE FORM 13F INFORMATION TABLE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------- ------------ -- ------ -------- ----------------- ---------- -------- -------- ------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY ~~DISCRETION~~NAME OF ISSUER CLASS CUSIP (~~SHARES~~x$1000) ~~SHARED~~PRN ~~SOLE~~AMT ~~SHARED~~PRN ~~OTHER~~CALL DISCRETION MANAGERS SOLE SHARED NONE ~~SECURITY~~- ~~DESCRIPTION~~------------------ ~~CLASS~~------------ ~~CUSIP~~-------- ~~MARKET~~-------- ~~VALUE~~------- ~~SHARES~~--- ~~(A)~~---- ~~(B)~~---------- ~~(C)~~-------- ~~MGR~~---- ~~(A)~~------ ~~(B)~~---- ~~(C)~~ Ade Corporation COM 00089C107 ~~2430~~2098 ~~258500~~209800 X ~~244700~~196700 0 ~~13800~~13100 AT&T CORP COM 001957109 115 26826 X 26826 0 0 ~~A.T~~ AT& T. Wireless COM 00209A106 0 8 X 8 0 0 AVX, Corp. COM 002444107 ~~20319~~30372 ~~1248886~~1287491 X ~~1171686~~1201766 0 ~~77200~~85725 Aegis Realty Inc. COM 00760P104 ~~451~~81 ~~39775~~7200 X ~~35700~~7200 0 ~~4075~~0 Alamo Group, Inc. COM 011311107 ~~2463~~2669 ~~191200~~187300 X ~~187900~~184400 0 ~~3300~~2900 Alexander & Baldwin, Inc. COM 014482103 ~~1622~~1829 ~~69300~~68500 X ~~65425~~64625 0 3875 Algorex Corp COM 015867104 0 1000 X 1000 0 0 ~~American~~Allegheny ~~Electric~~Energy ~~Power~~Inc. COM ~~025537101~~017361106 ~~104~~18 ~~2400~~500 X ~~2400~~500 0 0 Ambac Financial Group COM 023139108 3 60 X 60 0 0 American Int'l Group COM 026874107 5556 709 X 709 0 0 American Land Lease Inc. COM 027118108 ~~976~~1059 ~~73910~~80810 X ~~71710~~76910 0 ~~2200~~3900 American Power Conversion COM 029066107 ~~291~~360 24900 X 24900 0 0 Analogic Corp. COM 032657207 ~~6054~~5710 ~~149475~~148275 X ~~140625~~139525 0 ~~8850~~8750 Anthracite Capital Inc. COM 037023108 ~~331~~349 31800 X 28300 0 3500 ~~APPLICA~~Apartment ~~INC~~Investment & Mgmt. COM 03748R101 16 340 X 0 0 340 Applica Inc. COM 03815A106 2 200 X 200 0 0 Applied Materials, Inc. COM 038222105 ~~733~~948 ~~25783~~23633 X ~~23983~~21233 0 ~~1800~~2400 Avatar Holdings Inc. COM 053494100 ~~2127~~2251 ~~92250~~95525 X ~~89150~~91425 0 ~~3100~~4100 Avaya Inc. COM 053499109 0 1 X 1 0 0 AXA ADR ~~Sponsored~~ ADR 054536107 2527 1270 X 1270 0 0 Bel Fuse Cl A CL A 077347201 953 ~~500~~2200 X ~~500~~2200 0 0 Bel Fuse CL B CL B 077347300 ~~3807~~4983 ~~195850~~198925 X ~~182775~~186150 0 ~~13075~~12775 ~~BERKSHIRE~~Berkshire ~~HATHAWAY~~Hathaway ~~INC~~Inc. Del CL B 084670207 ~~179~~194 77 X 77 0 0 Brascan Corporation CL A 10549P606 ~~4855~~8381 ~~294225~~464075 X ~~274575~~431725 0 ~~19650~~32350 Bristol Myers Squibb COM 110122108 2220 400 X 400 0 0 Brookfield Properties COM 112900105 ~~684~~399 ~~37477~~23177 X ~~37477~~19677 0 03500 Brooks Automation COM 11434A100 1928 700 X 700 0 0 Burnham Pacific Ppty. Inc. COM 12232C108 ~~299~~165 ~~60000~~40000 X ~~60000~~40000 0 0 ~~Cabot Industrial Trust COM 127072106 100 4900 X 4900 0 0~~ Capital Southwest COM 140501107 ~~15080~~16932 ~~243223~~256548 X ~~232873~~245173 0 ~~10350~~11375 ~~Captec Net Lease Realty COM 140724105 572 47500 X 44500 0 3000~~ Cattellus Development Corp. COM 149111106 ~~8562~~12071 ~~489805~~656010 X ~~461905~~614710 0 ~~27900~~41300 Clare, Inc. COM 18002R100 9197 ~~47250~~41250 X ~~47250~~41250 0 0 Clarent Corp. COM 180461105 32 545 X 545 0 0 ~~Consolidated~~Commercial ~~Tomaka~~Net ~~Land~~Lease CoRealty COM ~~210226106~~202218103 ~~928~~224 ~~44700~~17201 X ~~42800~~15829 0 ~~1900~~1372 ~~Crawford~~Commercial &Net ~~Co.~~Lease ~~Class~~Realty APFD CL202218111 A182 ~~224633206~~7908 ~~2 225~~ X ~~225~~7277 0 0631 ~~Credence~~Consolidated ~~Systems~~Tomaka Land Co COM ~~225302108~~210226106 ~~6009~~964 ~~498675~~48500 X ~~462000~~45600 0 ~~36675~~2900 ~~Cresent~~Credence ~~Real~~Systems ~~Estate~~COM ~~6.75%~~225302108 ~~Cum~~12596 ~~PFD~~678300 ~~225756204 130 6900~~ X ~~6900~~624875 0 053425 Cummins Engine Co., Inc COM 231021106 ~~3193~~3506 ~~96760~~90960 X ~~94760~~88960 0 2000 Cyberoptics Corporation COM 232517102 82156 ~~9350~~11750 X ~~9350~~11750 0 0 Danielson Holding Corp. COM 236274106 3256 ~~8575~~12550 X ~~7600~~12550 0 ~~975~~0 Datascope Corp. COM 238113104 ~~6687~~5574 ~~172424~~164329 X ~~161224~~151429 0 ~~11200~~12900 Deltic Timber COM 247850100 ~~1345~~1426 ~~53150~~52050 X ~~52850~~51750 0 300 Electro Sci Ind, Inc. COM 285229100 ~~13649~~20915 ~~621830~~696930 X ~~588325~~654950 0 ~~33505~~41980 Electroglas Inc. COM 285324109 ~~8559~~10192 ~~687445~~690045 X ~~656320~~654895 0 ~~31125~~35150 ~~Enron~~Energizer ~~Corp~~Holdings Inc. COM ~~293561106~~29266R108 44959 ~~1620~~50350 X ~~1620~~50350 0 0 ~~FSI~~Equity ~~International,~~Office ~~Inc.~~Properties COM ~~302633102~~294741103 ~~5378~~8 ~~539925~~260 X ~~506325~~260 0 ~~33600~~0 ~~FDX~~Trust ~~Corporation~~Equity Residential Pptys. COM ~~31428X106~~29476L107 299 ~~800~~320 X ~~800~~320 0 0 FSI International, Inc. COM 302633102 4752 515425 X 483125 0 32300 First American Financial COM 318522307 ~~11526~~10487 ~~569195~~559600 X ~~537455~~525135 0 ~~31740~~34465 First Industrial Realty COM 32054K103 ~~276~~286 9200 X 9200 0 0 Florida East Coast Ind. COM 340632207 ~~801~~431 ~~37071~~20610 X ~~34010~~17959 0 ~~3061~~2651 Ford Motor Company COM 345370860 ~~793~~414 ~~45678~~26328 X ~~44228~~24428 0 ~~1450~~1900 Forest City Enterprise Cl A CL A 345550107 ~~17524~~22486 ~~365082~~581025 X ~~351232~~550038 0 ~~13850~~30987 Forest City Enterprise Cl B CL B 345550305 ~~809~~1004 ~~16700~~25650 X ~~16700~~25650 0 0 ~~Glenborough Rlty. TR Inc. COM 37803P105 126 6800 X 6800 0 0 Glenborough Realty Tr Inc. PFD 37803P204 58 3000 X 3000 0~~ Golden State ~~Bancorp, Inc COM 381197102 36 1170 X 1170 0 0 Golden State~~ - Litig. Wt WTS 381197136 1 1170 X 1170 0 0 ~~H&Q~~Health ~~Life~~Care ~~Sciences~~Realty ~~Investors~~TR COM ~~404053100~~421946104 1125 ~~577~~900 X ~~577~~900 0 0 ~~Health~~Hutchinson ~~Care~~Whampoa ~~Realty~~LTD TRADR ~~COM~~ADR ~~421946104~~448415208 ~~140~~207 ~~5500~~4300 X ~~5500~~4300 0 0 ~~Hutchinson~~Igen ~~Whampoa~~Int'l ~~LTD~~Inc. ~~ADR~~COM ~~ADR~~449536101 ~~448415208~~16 ~~160~~400 ~~4300~~ X ~~4300~~400 0 0 Intel Corporation COM 458140100 2031 976 X 976 0 0 Investment Technology Group. COM 46145F105 ~~1261~~1008 ~~22731~~25810 X ~~22311~~25480 0 ~~420~~330 J&J Snack Foods Corp. COM 466032109 ~~514~~670 27400 X ~~24000~~21000 0 ~~3400~~6400 Jefferies Group COM 472319102 ~~881~~1109 ~~26700~~26200 X ~~26700~~26200 0 0 John Nuveen Co. -Class Cl A CL A 478035108 ~~524~~576 ~~11850~~10775 X ~~11850~~10775 0 0 Jones Lang Lasalle COM 48020Q107 ~~411~~542 30000 X 30000 0 0 Kla-tencor Corp. COM 482480100 ~~398~~605 ~~12600~~12200 X ~~12300~~11900 0 300 Kemet Corporation COM 488360108 ~~22020~~26423 ~~1337800~~1488625 X ~~1260825~~1398825 0 ~~76975~~89800 Koger Equity COM 500228101 ~~9271~~8,691 ~~535900~~533175 X ~~504800~~502075 0 31100 LNR Property Co. COM 501940100 ~~1635~~1048 ~~54600~~33600 X ~~53500~~32500 0 1100 Landamerica Finl. Group Inc. COM 514936103 5346 1600 X 1600 0 0 Legg Mason Inc. COM 524901105 ~~17590~~25578 ~~442395~~511764 X ~~419020~~478389 0 ~~23375~~33375 Leucadia National Corp. COM 527288104 ~~2412~~2187 ~~77299~~75749 X ~~75399~~73349 0 ~~1900~~2400 ~~Liberty~~Lucent ~~Financial~~Technologies ~~Co, Inc.~~ COM ~~530512102~~549463107 ~~21552~~3 ~~678795~~500 X ~~638820~~500 0 ~~39975~~0 MBIA Inc. COM 55262C100 ~~6401~~6869 ~~128011~~128086 X ~~118850~~119075 0 ~~9161~~9011 Marshall & Ilsely Corp. COM 571834100 ~~143~~64 ~~2524~~1005 X ~~2029~~666 0 ~~495~~339 ~~Mellon~~The ~~Financial~~MONY ~~Corporation~~Group COM ~~58551A108~~615337102 3719477 ~~1156~~563400 X ~~1156~~522175 0 041225 ~~Montana~~NCR ~~Power~~Corporation ~~Co.~~ COM ~~612085100~~62886E108 136440 ~~2500~~174706 X ~~2500~~162572 0 012134 ~~The~~Nabors ~~MONY~~Industries ~~Group~~ COM ~~615337102~~629568106 ~~14897~~26091 ~~449800~~760000 X ~~419975~~705910 0 ~~29825~~54090 ~~NCR~~National ~~Corporation~~Golf Properties Inc.COM ~~62886E108~~63623G109 ~~5300~~4 ~~178739~~500 X ~~169955~~500 0 ~~8784~~0 ~~Nabors~~National ~~Industries~~Presto Inds. Inc. COM ~~629568106~~637215104 ~~16030~~288 ~~764407~~10365 X ~~713387~~10365 0 ~~51020~~0 ~~National~~New ~~Presto~~Plan ~~Inds.~~Excel ~~Inc.~~Realty Trust COM ~~637215104~~648053106 ~~299~~3 ~~11115~~140 X ~~11115~~140 0 0 ~~News~~Nokia ~~Corporation~~Corp. ~~Limited~~ADR ~~COM~~Sponsored ~~652487802~~ADR 5654902204 ~~222~~10 400 X ~~222~~400 0 0 Parexel International Corp COM 699462107 ~~17879~~23682 ~~1576609~~1650314 X ~~1487804~~1554309 0 ~~88805~~96005 ~~PENNZOIL~~Penzoil-~~QUAKER~~Quaker STState COCo. COM ~~COM~~ 709323109 67 500 X 500 0 0 Petroleum & Res Corp. COM 716549100 38 1635 X 1635 0 0 Philadelphia Subn Corp. COM 718009608 8 375 X 375 0 0 The Phoenix Companies COM 71902E109 2682 144975 X 142975 0 2000 Prime Medical Services, Inc. COM 74156D108 2818 ~~6250~~3750 X ~~6250~~3750 0 0 ~~Prime~~Public ~~Group~~storage ~~Realty~~Inc. ~~Trust~~PFD COM ~~74158J103~~74460D307 ~~154~~10 ~~12900~~400 X ~~10900~~400 0 ~~2000~~0 Series B RAIT Investment Trust SBI 749227104 26 1600 X 1600 0 0 Radian Group Inc. COM 750236101 ~~25915~~28070 ~~673113~~653560 X ~~637891~~616304 0 ~~35222~~37256 Raymond James Financial COM 754730109 ~~395~~514 ~~14557~~14457 X ~~14557~~14457 0 0 SWS Group Inc. COM 78503N107 2840 111604 X 110614 0 990 The St. Joe Company COM 790148100 ~~15442~~18710 ~~597360~~674235 X ~~551235~~622285 0 ~~46125~~51950 St. Jude Medical Inc. COM 790849103 ~~103~~58 ~~1500~~750 X ~~1500~~750 0 0 Schering Plough Corp. COM 806605101 2221 600 X 600 0 0 Security Capital Group B CL B 81413P204 ~~602~~185 ~~32200~~7300 X ~~30900~~4800 0 ~~1300~~2500 Skyline Corporation COM 830830105 ~~422~~510 15800 X 15800 0 0 ~~Southwest~~Southtrust ~~Securities~~Corp. ~~Group~~ COM ~~845224104~~844730101 ~~1805~~7 ~~105054~~280 X ~~104064~~280 0 ~~990~~0 ~~Speedfam~~Star ~~International,~~Gas ~~Inc~~Partners L.P. COM ~~847705100~~85512C105 1910 ~~16900~~500 X ~~15800~~500 0 ~~1100~~0 Stewart Information Services COM 860372101 ~~11941~~11868 ~~612364~~600929 X ~~584064~~571829 0 ~~28300~~29100 ~~STORAGE USA INC COM COM 861907103 40 1000 X 1000 0 0~~ Tejon Ranch Co. COM 879080109 ~~2069~~1990 ~~91949~~83249 X ~~89171~~79471 0 ~~2778~~3778 Tokio Marine & Fire Ins. ADR 889090403 ~~23978~~23778 ~~536912~~649682 X ~~507687~~610537 0 ~~29225~~39145 Trammell Crow Company COM 89288R106 37174 ~~3700~~14900 X ~~3700~~13300 0 01600 Trinity Industries COM 896522109 ~~17079~~21313 ~~788860~~784435 X ~~754760~~749835 0 ~~34100~~34600 UDS Capital Trust PFD COM 902655208 5 200 X 200 0 0 Veeco Instruments, Inc. COM 922417100 ~~158~~212 ~~5975~~5875 X ~~5775~~5675 0 200 Vishay Intertecnology, Inc. COM 928298108 ~~975~~1072 ~~52967~~54992 X ~~52017~~54042 0 950 Visteon Corp COM 92839U107 6978 ~~5450~~5167 X ~~5261~~4763 0 ~~189~~404 Vornado Realty trust SBI 929042109 286 6875 X 5000 0 1875 Washington Mutual Inc. COM 939322103 0 1 X 1 0 0 Wellsford Real Properties COM 950240200 ~~794~~997 ~~41350~~51850 X ~~39850~~48450 0 ~~1500~~3400 Zimmer Holdings Incorporated COM 98956P102 1 45 X 40 0 5 Arch Capital Group Ltd. COM G0450A105 ~~20436~~31763 ~~1220030~~1233530 X ~~1148530~~1152280 0 ~~71500~~81250 ~~Trenwick Group Ltd. COM G9032C109 1539 189540 X 179465 0 10075~~ White Mountains Insurance ~~GrouCOM~~Gr.COM G9618E107 ~~117~~122 350 X 350 0 0 ASM Litography Holding NV ORD N07059111 ~~5376~~7892 ~~479559~~462891 X ~~452762~~434166 0 ~~26797~~28725

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