4//SEC Filing
Chicken Soup for the Soul Holdings, LLC 4
Accession 0001094891-20-000169
CIK 0001679063other
Filed
Nov 29, 7:00 PM ET
Accepted
Nov 30, 8:06 PM ET
Size
14.4 KB
Accession
0001094891-20-000169
Insider Transaction Report
Form 4
ROUHANA WILLIAM J JR
DirectorChairman and CEO10% Owner
Transactions
- Other
Class W Warrants
2020-11-27$7.50/sh−21,892$164,190→ 135,608 total(indirect: By LLC)Exercise: $7.50From: 2017-08-17Exp: 2023-06-30→ Class A Common Stock (21,892 underlying) - Conversion
Class A Common Stock
2020-11-27+159,432→ 159,432 total(indirect: By LLC) - Conversion
Class B Common Stock
2020-11-27−159,432→ 0 total(indirect: By LLC)→ Class A Common Stock (159,432 underlying)
Holdings
- 7,654,506(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (7,654,506 underlying)
Footnotes (4)
- [F1]Trema, LLC is an entity controlled by Mr. Rouhana.
- [F2]The Class B Common Stock is convertible into the Issuer's Class A Common Stock as described under the heading "Description of Securities - Common Stock" in the Issuer's offering statement on Form 1-A (File No. 024-10704). The Class B Common Stock has no expiration date.
- [F3]Distribution to the members of Trema, LLC, an entity controlled by Mr. Rouhana.
- [F4]Chicken Soup for the Soul Productions, LLC is controlled by Chicken Soup for the Soul, LLC, which is controlled by Chicken Soup for the Soul Holdings, LLC, which is controlled by E Brands LLC, which is controlled by Trema, LLC, which is controlled by Mr. Rouhana.
Documents
Issuer
Chicken Soup for the Soul Entertainment, Inc.
CIK 0001679063
Entity typeother
IncorporatedCT
Related Parties
1- filerCIK 0001714518
Filing Metadata
- Form type
- 4
- Filed
- Nov 29, 7:00 PM ET
- Accepted
- Nov 30, 8:06 PM ET
- Size
- 14.4 KB