4//SEC Filing
Donaldson Richard C 4
Accession 0001094891-19-000169
CIK 0001709682other
Filed
Jul 31, 8:00 PM ET
Accepted
Aug 1, 8:47 AM ET
Size
20.2 KB
Accession
0001094891-19-000169
Insider Transaction Report
Form 4
Donaldson Richard C
Director
Transactions
- Conversion
Common Stock
2019-07-30+38,332→ 38,332 total - Conversion
Class B Ordinary Shares
2019-07-30−38,332→ 0 total→ Common Stock (38,332 underlying) - Award
Common Stock
2019-07-31$10.00/sh+4,985$49,850→ 43,317 total - Disposition to Issuer
Warrants
2019-07-30−51,020→ 82,313 totalExercise: $11.50→ Common Stock (51,020 underlying) - Sale
Warrants
2019-07-31$1.50/sh−20,408$30,612→ 82,313 totalExercise: $11.50→ Common Stock (20,408 underlying) - Disposition to Issuer
Class B Ordinary Shares
2019-07-30−11,668→ 38,332 total→ Common Stock (11,668 underlying) - Conversion
Warrants
2019-07-31$1.50/sh+20,408$30,612→ 102,721 totalExercise: $11.50→ Common Stock (20,408 underlying) - Conversion
Convertible Promissory Note
2019-07-31Exercise: $1.50→ Warrants (20,408 underlying)
Footnotes (6)
- [F1]The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.
- [F2]The reporting person forfeited these securities to the Issuer for no additional consideration.
- [F3]The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination.
- [F4]The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination.
- [F5]The promissory note is convertible, at the reporting person's option, at the closing of the Issuer's initial business combination. If the note is not converted, it will be repaid within 5 business days of the closing of such business combination.
- [F6]The reporting person was issued a series of convertible promissory notes in consideration of loans made on March 22, 2019, May 15, 2019, and July 24, 2019, in the aggregate principal amount of $30,612.
Documents
Issuer
NESCO HOLDINGS, INC.
CIK 0001709682
Entity typeother
Related Parties
1- filerCIK 0001416656
Filing Metadata
- Form type
- 4
- Filed
- Jul 31, 8:00 PM ET
- Accepted
- Aug 1, 8:47 AM ET
- Size
- 20.2 KB