Whitton Peter 4
4 · Bakhu Holdings, Corp. · Filed Apr 28, 2021
Insider Transaction Report
Form 4
Whitton Peter
Director
Transactions
- Exercise of In-Money
Common Stock
2021-04-27$5.10/sh+126,882$647,098→ 87,555,453 total
Holdings
- 87,428,571(indirect: Mentone Ltd.)
Common Stock
- 4(indirect: Cell Science Holding Ltd.)
Series A Preferred Stock
- 100,000
Stock Option
Exercise: $5.10From: 2020-09-22Exp: 2027-09-22→ Common Stock (100,000 underlying)
Footnotes (4)
- [F1]Peter Whitton is the owner of 34% of Mentone Ltd., and deemed the beneficial owner of shares owned by Mentone, Ltd.
- [F2]Cell Science is owned by Inter-M Traders FZ LLE (40%), Mentone Ltd (30%), and The OZ Corporation (30%). Mentone Ltd is owned 34% by Peter Whitton and is deemed to beneficially own the four shares of Preferred Stock owned by Cell Science.
- [F3]Consists of (a) 126,882 shares owned directly by Mr. Whitton and (b) 87,428,571 shares owned indirectly by Mentone Ltd., of which Mr. Whitton is the owner of 34% and deemed the beneficial owner of shares owned by Mentone, Ltd.
- [F4]Represents balance of stock options after exercise on 4/27/2021.