DHB INDUSTRIES INC·4/A

May 27, 5:06 PM ET

DHB INDUSTRIES INC 4/A

4/A · DHB INDUSTRIES INC · Filed May 27, 2005

Insider Transaction Report

Form 4/AAmended
Period: 2004-11-29
BROOKS DAVID H
DirectorCEO10% Owner
Transactions
  • Other

    Warrant

    2004-11-2950,00050,000 total
    Exercise: $1.41From: 2003-01-15Exp: 2008-01-15Common Stock (46,496 underlying)
  • Exercise of In-Money

    Common Stock, $0.001 par value

    2004-11-29+3,669,7569,853,904 total
  • Other

    Warrant

    2004-11-2925,0003,900,000 total
    Exercise: $3.25From: 1999-03-19Exp: 2009-03-19Common Stock (20,962 underlying)
  • Sale

    Common Stock, $0.001 par value

    2004-11-29$18.90/sh3,000,000$56,700,0000 total(indirect: By Spouse)
  • Sale

    Common Stock, $0.001 par value

    2004-11-29$18.90/sh700,000$13,230,0006,153,904 total
  • Other

    Warrant

    2004-11-293,750,000125,000 total
    Exercise: $1.00From: 2000-07-01Exp: 2010-07-01Common Stock (3,563,617 underlying)
Holdings
  • Common Stock, $0.001 par value

    (indirect: By Spouse)
    3,057,292
Footnotes (2)
  • [F1]Cashless exercise of 3,875,000 warrants, based upon the average close for the prior five days of 20.12. 3,875,000 warrants were exercised resulting in 3,669,756 shares which were subsequently sold at market price of $18.90 per share as reported in Table 1 above.
  • [F2]The Form 4, filed on December 1, 2004 and to which this amendment relates, incorrectly identified the 3,000,000 shares owned by the S-Corporations (referenced in Table I above) as being owned "directly" by Mr. Brooks. Prior Form 4s listed the same shares as being owned "indirectly" by Mr. Brooks. This amendment clarifies that Mr. Brooks' beneficial ownership of the shares held by the S-Corporation was "indirect."

Documents

1 file
  • 4
    brooks4a_ex.xml