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5//SEC Filing

DIAMOND ENTERTAINMENT CORP 5

Accession 0001090002-04-000010

CIK 0000847420operating

Filed

Jan 8, 7:00 PM ET

Accepted

Jan 9, 6:56 PM ET

Size

39.4 KB

Accession

0001090002-04-000010

Insider Transaction Report

Form 5
Period: 2003-03-31
LU JAMES K T
DirectorPresident & CEO
Transactions
  • Other

    Common Stock

    2001-08-14$0.01/sh+12,343,150$61,71618,688,110 total
  • Other

    Common Stock Options

    2001-07-241,000,0000 total
    Exercise: $0.05From: 2001-07-24Exp: 2004-05-24Common Stock (1,000,000 underlying)
  • Other

    Common Stock Options

    2003-03-312,000,0000 total
    Exercise: $0.01From: 2001-07-24Exp: 2003-03-31Common Stock (2,000,000 underlying)
  • Other

    Common Stock Options

    2000-03-314,000,0000 total
    Exercise: $0.10From: 2000-03-31Exp: 2003-03-31Common Stock (4,000,000 underlying)
  • Other

    Common Stock Options

    2001-07-24600,0000 total
    Exercise: $0.25From: 2001-07-24Exp: 2002-04-22Common Stock (600,000 underlying)
  • Other

    Common Stock Options

    2001-07-24+3,500,0003,500,000 total
    Exercise: $0.01Exp: 2004-05-24Common Stock (3,500,000 underlying)
  • Other

    Common Stock Options

    2001-11-16+14,500,00014,500,000 total
    Exercise: $0.01Exp: 2006-11-15Common Stock (14,500,000 underlying)
  • Other

    Common Stock Options

    2001-07-242,000,0000 total
    Exercise: $0.10From: 2001-07-24Exp: 2003-03-31Common Stock (2,000,000 underlying)
  • Other

    Common Stock Options

    2001-07-242,500,0000 total
    Exercise: $0.10From: 2001-07-24Exp: 2004-05-24Common Stock (2,500,000 underlying)
  • Other

    Common Stock Options

    2001-07-243,000,0000 total
    Exercise: $0.10From: 2001-07-24Exp: 2005-03-31Common Stock (3,000,000 underlying)
  • Other

    Common Stock Options

    2001-07-13+20,000,00020,000,000 total
    Exercise: $0.01Exp: 2004-07-12Common Stock (20,000,000 underlying)
Holdings
  • Preferred Stock

    209,287
Footnotes (7)
  • [F1]The reported securities were issued upon conversion of a loan between the Reporting Person and the Issuer.
  • [F2]Each share of preferred stock owned by the reporting Person may be converted into 1.95 shares of common stock.
  • [F3]The reported securities were cancelled.
  • [F4]The reported securities were previously cancelled on 7/24/2001 and reissued on same date at a lower exercise price.
  • [F5]The reported securities were issued to the Reporting Person in connection with the Issuer's 2001 Stock Compensation Plan.
  • [F6]The reported securities were granted in consideration of the Reporting Person waiving his rights to exercise 29,000,000 of his outstanding stock options and for his part in completing the sale of the issuer's Series B preferred shares.
  • [F7]Rights to exercise an aggregate of 41,600,000 common stock options have been waived by the Reporting Person until such time as the Issuer meets the stock reserve requirements of its convertible Series B preferred shares.

Issuer

DIAMOND ENTERTAINMENT CORP

CIK 0000847420

Entity typeoperating
IncorporatedNJ

Related Parties

1
  • filerCIK 0000847420

Filing Metadata

Form type
5
Filed
Jan 8, 7:00 PM ET
Accepted
Jan 9, 6:56 PM ET
Size
39.4 KB