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RiceBran Technologies·4

Nov 15, 6:22 PM ET

LINTZENICH JAMES C 4

4 · RiceBran Technologies · Filed Nov 15, 2012

Insider Transaction Report

Form 4
Period: 2012-11-09
RiceBran TechnologiesRIBT
LINTZENICH JAMES C
Director
Transactions
  • Award

    Common Stock

    2012-11-09+1,067,842→ 2,464,253 total(indirect: By Trust)
  • Expiration (Short)

    Stock Option, right to buy

    2012-11-09−100,000→ 0 total(indirect: By Trust)
    Exercise: $1.49Exp: 2013-01-08→ common stock (100,000 underlying)
  • Expiration (Short)

    Stock Option, right to buy

    2012-11-09−35,000→ 0 total(indirect: By Trust)
    Exercise: $0.86Exp: 2013-06-10→ common stock (35,000 underlying)
  • Expiration (Short)

    Stock Option, right to buy

    2012-11-09−38,399→ 0 total(indirect: By Trust)
    Exercise: $0.30Exp: 2013-06-26→ common stock (38,399 underlying)
  • Expiration (Short)

    Stock Option, right to buy

    2012-11-09−38,399→ 0 total(indirect: By Trust)
    Exercise: $0.30Exp: 2014-06-28→ common stock (38,399 underlying)
  • Expiration (Short)

    Stock Option, right to buy

    2012-11-09−50,000→ 0 total(indirect: By Trust)
    Exercise: $0.22Exp: 2014-08-14→ common stock (50,000 underlying)
  • Expiration (Short)

    Stock Option, right to buy

    2012-11-09−7,500→ 0 total(indirect: By Trust)
    Exercise: $0.20Exp: 2014-10-19→ common stock (7,500 underlying)
  • Expiration (Short)

    Stock Option, right to buy

    2012-11-09−11,000→ 0 total(indirect: By Trust)
    Exercise: $0.20Exp: 2015-01-08→ common stock (11,000 underlying)
  • Expiration (Short)

    Stock Option, right to buy

    2012-11-09−38,399→ 0 total(indirect: By Trust)
    Exercise: $0.30Exp: 2015-03-31→ common stock (38,399 underlying)
  • Expiration (Short)

    Stock Option, right to buy

    2012-11-09−35,000→ 0 total(indirect: By Trust)
    Exercise: $1.14Exp: 2016-05-23→ common stock (35,000 underlying)
  • Expiration (Short)

    Stock Option, right to buy

    2012-11-09−35,000→ 0 total(indirect: By Trust)
    Exercise: $3.83Exp: 2017-06-19→ common stock (35,000 underlying)
  • Expiration (Short)

    Stock Option, right to buy

    2012-11-09−250,000→ 0 total(indirect: By Trust)
    Exercise: $0.20Exp: 2020-01-01→ common stock (250,000 underlying)
  • Expiration (Short)

    Stock Option, right to buy

    2012-11-09−250,000→ 0 total(indirect: By Trust)
    Exercise: $0.20Exp: 2020-07-07→ common stock (250,000 underlying)
  • Expiration (Short)

    Stock Option, right to buy

    2012-11-09−250,000→ 0 total(indirect: By Trust)
    Exercise: $0.20Exp: 2021-01-01→ common stock (250,000 underlying)
  • Expiration (Short)

    Stock Option, right to buy

    2012-11-09−208,332→ 0 total(indirect: By Trust)
    Exercise: $0.20Exp: 2022-01-03→ common stock (208,332 underlying)
  • Expiration (Short)

    Stock Option, right to buy

    2012-11-09−41,668→ 0 total(indirect: By Trust)
    Exercise: $0.20Exp: 2022-01-03→ common stock (41,668 underlying)
  • Expiration (Short)

    Stock Option, right to buy

    2012-11-09−185,448→ 0 total(indirect: By Trust)
    Exercise: $0.14Exp: 2022-03-27→ common stock (185,448 underlying)
  • Expiration (Short)

    Stock Option, right to buy

    2012-11-09−37,090→ 0 total(indirect: By Trust)
    Exercise: $0.14Exp: 2022-03-27→ common stock (37,090 underlying)
Holdings

  • Common Stock

    231,960
Footnotes (3)
  • [F1]Common stock issued in exchange for cancellation of all stock options.
  • [F2]Stock options were vested and exercisable as of 11/09/12, as to underlying shares in column 7.
  • [F3]Stock options were not vested and not exercisable as of 11/09/12, as to underlying shares in column 7.

Documents

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