GUARINO DAVID 4
4 · ALKALINE WATER Co INC · Filed May 18, 2023
Insider Transaction Report
Form 4
GUARINO DAVID
DirectorCFO Secretary Treasurer
Transactions
- Award
Common Stock
2023-05-16+8,333→ 177,286 total
Holdings
- 168,953
Common Stock
- 10,000
Stock Options
Exercise: $7.95From: 2020-04-03Exp: 2030-04-02→ Common (10,000 underlying) - 23,333
Stock Options
Exercise: $16.35From: 2021-03-31Exp: 2031-03-31→ Common (13,333 underlying) - 39,999
Stock Options
Exercise: $7.65From: 2023-08-23Exp: 2032-08-23→ Common (16,666 underlying) - 46,665
Stock Options
Exercise: $3.75From: 2023-11-16Exp: 2032-11-16→ Common (6,666 underlying)
Footnotes (6)
- [F1]50% vest on April 3, 2020 (the Date of Grant) and 50% vest on the one year anniversary of the Date of Grant.
- [F2]50% vested on March 31, 2021 and 50% vest on March 31, 2022.
- [F3]50% vest on August 23, 2023 and 50% vest on August 23, 2024.
- [F4]50% vest on November 16, 2023 and 50% vest on November 16, 2024.
- [F5]These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on May 16, 2023 upon vesting.
- [F6]Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023.