4//SEC Filing
CHESSMAN FRANK THOMAS 4
Accession 0001085037-23-000064
CIK 0001532390other
Filed
May 17, 8:00 PM ET
Accepted
May 18, 3:56 PM ET
Size
12.9 KB
Accession
0001085037-23-000064
Insider Transaction Report
Form 4
CHESSMAN FRANK THOMAS
CEO and President
Transactions
- Award
Common Stock
2023-05-16+16,666→ 53,333 total
Holdings
- 36,400
Stock Options
Exercise: $7.95From: 2020-04-03Exp: 2030-04-02→ Common (20,000 underlying) - 108,066
Stock Options
Exercise: $3.75From: 2023-11-16Exp: 2032-11-16→ Common (25,000 underlying) - 36,667
Common Stock
- 16,400
Stock Options
Exercise: $7.80From: 2016-01-29Exp: 2023-10-07→ Common (16,400 underlying) - 49,733
Stock Options
Exercise: $16.35From: 2021-03-31Exp: 2031-03-31→ Common (13,333 underlying) - 83,066
Stock Options
Exercise: $7.65From: 2022-08-23Exp: 2032-08-23→ Common (33,333 underlying)
Footnotes (7)
- [F1]These options vested on January 29, 2016.
- [F2]50% of these options vested on April 3, 2020 and 50% vested on April 3, 2021.
- [F3]50% of these options vested on March 31, 2021 and 50% vested on March 31, 2022.
- [F4]50% of these options vested on August 23, 2022 and 50% will vest on August 23, 2023.
- [F5]50% of these options will vest on November 16, 2023 and 50% will vest on November 16, 2024.
- [F6]These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on May 16, 2023 upon vesting.
- [F7]Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023.
Documents
Issuer
ALKALINE WATER Co INC
CIK 0001532390
Entity typeother
Related Parties
1- filerCIK 0001967126
Filing Metadata
- Form type
- 4
- Filed
- May 17, 8:00 PM ET
- Accepted
- May 18, 3:56 PM ET
- Size
- 12.9 KB