4//SEC Filing
D'Ambrosio Lance Varro 4
Accession 0001079973-22-001201
CIK 0001167419other
Filed
Sep 27, 8:00 PM ET
Accepted
Sep 28, 9:57 PM ET
Size
19.1 KB
Accession
0001079973-22-001201
Insider Transaction Report
Form 4
D'Ambrosio Lance Varro
Director
Transactions
- Award
Common Stock
2022-09-26+111,441→ 121,441 total - Exercise/Conversion
Restricted Stock Units
2022-09-26+6,250→ 0 totalExercise: $0.00→ Common Stock (6,250 underlying) - Exercise/Conversion
Common Stock
2022-09-26+6,250→ 10,000 total
Footnotes (3)
- [F1]As of September 26, 2022, all outstanding restricted stock units ("RSUs") under the Issuer's equity plan were converted into restricted shares of the Issuer's Common Stock ("Restricted Stock"). The reported transaction represents the conversion of the unvested balance of the 12,500 RSUs granted to the Reporting Person as of January 10, 2022, into 6,250 shares of Restricted Stock. Pursuant to the applicable award agreement, these 6,250 shares vest, if at all, in two equal quarterly tranches, subject to the Reporting Person's continued service through vesting.
- [F2]Represents the total direct and indirect beneficial ownership of the indicated security held by the Reporting Person immediately following the reported transaction.
- [F3]As of September 26, 2022, the Reporting Person was granted, in consideration of the his service as an independent member of the Board, an award of 111,441 shares of Restricted Stock pursuant to a Restricted Stock award agreement with the Issuer under the equity plan. These 111,441 shares are eligible to vest, if at all, in four equal quarterly tranches after the grant date, subject to the Reporting Person's continued service with the Issuer through vesting.
Issuer
Riot Blockchain, Inc.
CIK 0001167419
Entity typeother
Related Parties
1- filerCIK 0001611745
Filing Metadata
- Form type
- 4
- Filed
- Sep 27, 8:00 PM ET
- Accepted
- Sep 28, 9:57 PM ET
- Size
- 19.1 KB