4//SEC Filing
Cho Hannah 4
Accession 0001079973-22-000301
CIK 0001167419other
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 5:07 PM ET
Size
10.1 KB
Accession
0001079973-22-000301
Insider Transaction Report
Form 4
Cho Hannah
Director
Transactions
- Exercise/Conversion
Common Stock
2022-03-16+2,500→ 7,500 total - Tax Payment
Common Stock
2022-03-16$14.16/sh−1,250$17,700→ 6,250 total - Award
Restricted Stock Units
2022-03-16−2,500→ 12,500 totalExercise: $0.00→ Common Stock (2,500 underlying)
Footnotes (4)
- [F1]Vested restricted stock units ("RSUs") granted under the Riot Blockchain, Inc. 2019 Equity Incentive Plan (the "Plan") covert into shares of the Issuer's common stock, no par value per share, (the "Common Stock") on a one-for-one basis, subject to any net settlement permitted by the Plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee") upon settlement by the Issuer in accordance with the procedures of the Plan.
- [F2]Represents the total direct and indirect beneficial ownership of the indicated security held by the Reporting Person immediately following the reported transaction.
- [F3]Represents net settlement in connection with the conversion of 2,500 vested RSUs on a one-for-one basis into shares of the Issuer's Common Stock, as permitted by the Plan and approved by the Committee.
- [F4]The conversion of 2,500 vested RSUs reported in Table II relates to the settlement by the Issuer of the final tranche of the 12,500 RSUs granted to the Reporting Person under the Plan as of the grant date, February 17, 2021 as compensation for the Reporting Person's service as a member of the Issuer's Board of Directors for Fiscal Year 2021. Of these 12,500 RSUs, 2,500 RSUs vested as of the grant date, and the remaining 10,000 RSUs vested in four quarterly installments of 2,500 RSUs after the grant date.
Documents
Issuer
Riot Blockchain, Inc.
CIK 0001167419
Entity typeother
Related Parties
1- filerCIK 0001846283
Filing Metadata
- Form type
- 4
- Filed
- Mar 17, 8:00 PM ET
- Accepted
- Mar 18, 5:07 PM ET
- Size
- 10.1 KB