Faulkes Martin Charles 4
4 · VOLITIONRX LTD · Filed Jul 23, 2020
Insider Transaction Report
Form 4
VOLITIONRX LTDVNRX
Faulkes Martin Charles
Director
Transactions
- Tax Payment
Common Stock
2020-07-21$3.95/sh−24,164$95,448→ 1,567,120 total - Exercise/Conversion
Stock Option (Right to Buy)
2020-07-21−30,000→ 0 totalExercise: $3.00From: 2016-02-18Exp: 2020-08-18→ Common Stock (30,000 underlying) - Exercise/Conversion
Common Stock
2020-07-21$3.00/sh+30,000$90,000→ 1,597,120 total - Tax Payment
Common Stock
2020-07-21$3.95/sh−26,177$103,399→ 1,570,943 total - Exercise/Conversion
Stock Option (Right to Buy)
2020-07-21−30,000→ 0 totalExercise: $2.50From: 2015-02-18Exp: 2020-08-18→ Common Stock (30,000 underlying) - Exercise/Conversion
Common Stock
2020-07-21$2.50/sh+30,000$75,000→ 1,591,284 total
Holdings
- 356,000(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]Represents the aggregate number of shares of common stock retained by VolitionRx for cancellation as payment of the exercise price in a cashless exercise and to satisfy the tax withholding obligations of the Reporting Person. No shares were sold by the Reporting Person or VolitionRx in such cashless exercise transaction.
- [F2]These shares of Common Stock are beneficially owned by The Dill Faulkes Educational Trust Limited ("DFET"), a UK registered charity. Mr. Faulkes serves as the chairman, director and trustee of DFET and shares voting and dispositive control over these shares but disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.