Jarkesy George R. Jr. 4

4 · AMERICA WEST RESOURCES, INC. · Filed Jun 25, 2010

Form 4

Period: 2010-02-01

Director10% Owner

Transactions

Other
Common Stock
2010-02-01+4,438,778→ 39,318,777 total(indirect: See footnote)
Other
Common Stock
2010-05-05+1,500,000→ 40,818,777 total(indirect: See footnote)

Holdings

Footnotes (6)

[F1]In February 2010, the Issuer issued to John Thomas Bridge & Opportunity Fund, LP ("JTBOF") 4,438,778 shares of common stock as settlement of interest incurred during 2009 in connection with a loan made to the Issuer by JTBOF.
[F2]On May 5, 2010, the Issuer borrowed an aggregate of $150,000 from JTBOF, evidenced by an unsecured note maturing on July 31, 2010 and bearing interest at 10% per annum (the "Note"). As additional consideration, the Issuer issued to JTBOF an aggregate of 1,500,000 shares of its common stock
[F3]These shares reported are directly owned by JTBOF. John Thomas Capital Management Group, LLC ("JTCMG") serves as the general partner of JTBOF. The Reporting Person is the managing member of JTCMG.
[F4]These shares reported are directly owned by John Thomas Bridge and Opportunity Fund II, LP ("JTBOF II"). JTCMG serves as the general partner of JTBOF II. The Reporting Person is the managing member of JTCMG.
[F5]These shares reported are directly owned by Marathon Advisors, LLC ("Marathon"). The Reporting Person may be deemed to share voting and dispositive power with respect to the shares of common stock of the Issuer beneficially owned by Marathon.
[F6]The Reporting Person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Documents

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