SULLIVAN DANIEL A 4
4 · UMPQUA HOLDINGS CORP · Filed Feb 8, 2010
Insider Transaction Report
Form 4
SULLIVAN DANIEL A
EVP/Strategic Initiatives
Transactions
- Award
Common Stock
2010-02-05+9,500→ 101,019 total
Holdings
- 10,000
Non-Qualified Stock Option (right to buy)
Exercise: $19.01From: 2004-09-30Exp: 2013-09-30→ Common Stock (10,000 underlying) - 10,000
Non-Qualified Stock Option (right to buy)
Exercise: $11.59From: 2009-07-21Exp: 2018-07-20→ Common Stock (10,000 underlying) - 1,791(indirect: By 401(k))
Common Stock
- 40,000
Non-Qualified Stock Option (right to buy)
Exercise: $23.49From: 2006-01-20Exp: 2015-01-20→ Common Stock (40,000 underlying) - 10,000
Non-Qualified Stock Option (right to buy)
Exercise: $9.23From: 2010-02-02Exp: 2019-02-01→ Common Stock (10,000 underlying) - 15,000
Non-Qualified Stock Option (right to buy)
Exercise: $15.50From: 2009-01-28Exp: 2018-01-27→ Common Stock (15,000 underlying)
Footnotes (5)
- [F1]Restricted stock grant pursuant to 2003 Stock Incentive Plan, exempt under Rule 16b-3.
- [F2]Option granted 2/2/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
- [F3]Option granted 7/21/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
- [F4]Option granted 1/28/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
- [F5]All options are fully vested.