CITY OF LONDON INVESTMENT GROUP PLC 4

Accession 0001072613-18-000490

CIK 0000919893other

Filed

Sep 18, 8:00 PM ET

Accepted

Sep 19, 4:05 PM ET

Size

24.0 KB

Accession

0001072613-18-000490

Form 4

Period: 2018-09-17

10% Owner

Transactions

Sale
Common Stock, par value $.01 per share
2018-09-17$19.19/sh−77,125$1,480,029→ 881,211 total(indirect: As investment adviser to a private investment fund)
Sale
Common Stock, par value $.01 per share
2018-09-17$19.19/sh−57,844$1,110,026→ 433,897 total(indirect: As investment adviser to a private investment fund)
Sale
Common Stock, par value $.01 per share
2018-09-18$19.39/sh−15,124$293,254→ 144,282 total(indirect: As investment adviser to a private investment fund)
Sale
Common Stock, par value $.01 per share
2018-09-18$19.39/sh−45,373$879,782→ 388,524 total(indirect: As investment adviser to a private investment fund)
Sale
Common Stock, par value $.01 per share
2018-09-18$19.39/sh−75,622$1,466,311→ 805,589 total(indirect: As investment adviser to a private investment fund)

Holdings

Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
944,874
Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
796,525
Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
766,137
Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
160,212
Common Stock, par value $.01 per share
(indirect: As investment adviser to unaffiliated third-party segregated accounts)
3,948,588
Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
897,652
Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
338,032
Common Stock, par value $.01 per share
(indirect: As investment adviser to a Dublin, Ireland-listed open-ended investment company)
283,373
Common Stock, par value $.01 per share
(indirect: As investment adviser to a private investment fund)
168,267

Footnotes (14)

[F1]These securities are beneficially owned by Emerging (BMI) Markets Country Fund.
[F10]These securities are beneficially owned by The EM Plus CEF Fund.
[F11]These securities are beneficially owned by EM Special Situations CEF Focused Fund.
[F12]These securities are beneficially owned by 13 unaffiliated third-party segregated accounts.
[F13]No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.
[F14]As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.
[F2]These securities are beneficially owned by Emerging Markets Free Fund.
[F3]These securities are beneficially owned by Emerging Markets Global Fund.
[F4]These securities are beneficially owned by Emerging Markets Investable Fund.
[F5]These securities are beneficially owned by Global Emerging Markets Fund.
[F6]These securities are beneficially owned by The Emerging World Fund.
[F7]These securities are beneficially owned by Emerging Free Markets Country Fund.
[F8]These securities are beneficially owned by Emerging Markets Country Fund.
[F9]These securities are beneficially owned by Investable Emerging Markets Country Fund.

Documents

1 file

TEMPLETON DRAGON FUND INC

CIK 0000919893

Entity typeother