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Home/Filings/4/0001072613-05-001539

4//SEC Filing

VALAAS JOHN R 4

Accession 0001072613-05-001539

CIK 0001098337other

View on SEC.gov Company Profile

Filed

Jun 23, 8:00 PM ET

Accepted

Jun 24, 1:44 PM ET

Size

21.9 KB

Accession

0001072613-05-001539

Insider Transaction Report

Form 4

Period: 2005-06-22

FIRST MUTUAL BANCSHARES INCFMSB

DirectorPresident and CEO

Transactions

Award
Non-Qualified Stock Option
2005-06-22+8,910→ 8,910 total
Exercise: $25.25From: 2007-06-23Exp: 2012-06-22→ Common Stock (8,910 underlying)
Award
Common Stock
2005-03-21+1,833→ 17,256 total(indirect: ESOP)
Award
Incentive Stock Option
2005-06-22+4,090→ 4,090 total
Exercise: $25.25From: 2008-06-23Exp: 2012-06-22→ Common Stock (4,090 underlying)

Holdings

Incentive Stock Option
Exercise: $17.07From: 2007-06-26Exp: 2013-06-25→ Common Stock (0 underlying)
9,387
Incentive Stock Option
Exercise: $7.33From: 2004-06-24Exp: 2010-06-23→ Common Stock (0 underlying)
7,986
Incentive Stock Option
Exercise: $11.91From: 2002-06-27Exp: 2008-06-26→ Common Stock (0 underlying)
9,517
Common Stock
(indirect: By Spouse)
32,726
Non-Qualified Stock Option
Exercise: $24.20From: 2007-06-25Exp: 2014-06-24→ Common Stock (0 underlying)
6,996
Common Stock
171,271
Incentive Stock Option
Exercise: $9.30From: 2003-06-25Exp: 2009-06-24→ Common Stock (0 underlying)
13,310
Common Stock
(indirect: By Trust)
3,752
Non-Qualified Stock Option
Exercise: $17.07From: 2006-06-26Exp: 2013-06-25→ Common Stock (0 underlying)
3,923
Incentive Stock Option
Exercise: $24.20From: 2008-06-25Exp: 2014-06-24→ Common Stock (0 underlying)
5,004

Footnotes (8)

[F1]Option becomes exercisable in 1/3 increments on 06/26/04, 06/26/05 and 06/26/06.
[F2]Option becomes exercisable 1,961 on 06/26/05 and 1,962 on 06/26/06.
[F3]Option becomes exercisable 2,476 on 06/26/05, 2,474 on 06/26/06 and 4,437 on 06/26/07.
[F4]Option becomes exercisable 3,999 on 06/25/06 and 2,997 on 06/25/07.
[F5]Option becomes exercisable 1 on 06/25/06, 1,003 on 06/25/07 and 4,000 on 06/25/08.
[F6]The average cost basis for this person's esop shares was $2.7441; the info was provided to the participants via their annual statement sent 3/21/05.
[F7]Option becomes exercisable 126 on 6/23/08 and 3,964 on 6/23/09.
[F8]Option becomes exercisable 4,333 on 6/23/07 and 4,207 on 6/23/08 and 370 on 6/23/09.

Documents

1 file

4
form4-valaas_13519ex.xmlPrimary

Issuer

FIRST MUTUAL BANCSHARES INC

CIK 0001098337

Entity typeother

Related Parties

1

filerCIK 0001226161

Filing Metadata

Form type: 4
Filed: Jun 23, 8:00 PM ET
Accepted: Jun 24, 1:44 PM ET
Size: 21.9 KB

View on SEC.gov