4//SEC Filing
Mackay Todd C 4
Accession 0001068875-23-000094
CIK 0001068875other
Filed
May 22, 8:00 PM ET
Accepted
May 23, 5:15 PM ET
Size
22.6 KB
Accession
0001068875-23-000094
Insider Transaction Report
Form 4
AVANTAX, INC.AVTA
Mackay Todd C
Interim CEO HD Vest
Transactions
- Tax Payment
Common Stock
2023-05-21$21.25/sh−2,457$52,211→ 147,916 total
Footnotes (2)
- [F1]This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units ("RSUs"). The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the reporting person.
- [F2]Not included in this amount are 77,943 performance-based RSUs of which (i) 23,333 are eligible to vest from 0% to 200% following the end of 2023 and (ii) 31,702 are eligible to vest from 0% to 200% following the end of 2024 and (iii) 22,908 are eligible to vest from 0% to 200% following the end of 2025. Vesting for each award is subject to the Issuer's achievement of certain financial goals and certification by the Compensation Committee of the board of directors of the issuer.
Issuer
AVANTAX, INC.
CIK 0001068875
Entity typeother
Related Parties
1- filerCIK 0001757071
Filing Metadata
- Form type
- 4
- Filed
- May 22, 8:00 PM ET
- Accepted
- May 23, 5:15 PM ET
- Size
- 22.6 KB