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4//SEC Filing

Goff James P. 4

Accession 0001065865-10-000002

CIK 0001065865other
View on SEC.govCompany Profile

Filed

Feb 3, 7:00 PM ET

Accepted

Feb 4, 8:19 PM ET

Size

14.1 KB

Accession

0001065865-10-000002

Insider Transaction Report

Form 4
Period: 2010-02-02
JANUS CAPITAL GROUP INCJNS
Goff James P.
Other
Transactions
  • Sale

    Common Stock

    2010-02-02$12.30/sh−7,685$94,526→ 329,799 total
Holdings

  • Stock Option (Right to Buy)

    Exercise: $21.57From: 2009-02-02Exp: 2013-02-12→ Common Stock (44,052 underlying)
    44,052

  • Stock Option (Right to Buy)

    Exercise: $27.54Exp: 2015-02-01→ Common Stock (30,876 underlying)
    30,876

  • Stock Option (Right to Buy)

    Exercise: $25.71From: 2007-01-28Exp: 2012-01-27→ Common Stock (26,593 underlying)
    26,593

  • Common Stock

    (indirect: Held by ESOP)
    7,277.47

  • Stock Option (Right to Buy)

    Exercise: $5.32Exp: 2016-01-30→ Common Stock (140,434 underlying)
    140,434

  • Stock Option (Right to Buy)

    Exercise: $21.01Exp: 2014-02-01→ Common Stock (58,463 underlying)
    58,463

  • Stock Option (Right to Buy)

    Exercise: $16.24From: 2006-12-31Exp: 2014-02-03→ Common Stock (105,106 underlying)
    105,106
Footnotes (5)
  • [F1]The shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events.
  • [F2]Shares were sold in the following manner: 1,100 at $12.22; 1,400 at $12.23; 700 at $12.24; 485 at $12.25; 600 at $12.26; 100 at $12.28; 100 at $12.30; 100 at $12.31; 400 at $12.32; 300 at $12.34; 1,000 at $12.35; 100 at $12.36; 200 at $12.38; 100 at $12.39; 700 at $12.40; 300 at $12.41.
  • [F3]This option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
  • [F4]This option award vests annually in three equal installments beginning on February 1, 2009.
  • [F5]This option award vests annually in four equal installments beginning on February 1, 2008, subject to acceleration if certain performance criteria are met.

Documents

1 file

Issuer

JANUS CAPITAL GROUP INC

CIK 0001065865

→
Entity typeother

Related Parties

1
  • filerCIK 0001436266

Filing Metadata

Form type
4
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 8:19 PM ET
Size
14.1 KB
View on SEC.gov