4//SEC Filing
LIME ENERGY CO. 4
Accession 0001065860-14-000001
CIK 0001065860operating
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 9:10 AM ET
Size
5.8 KB
Accession
0001065860-14-000001
Insider Transaction Report
Form 4
LIME ENERGY CO.LIME
CAPPS CHRISTOPHER W
Director
Transactions
- Other
Series A Preferred Stock
2013-09-23$55890.00/sh+5,589$312,369,210→ 5,589 totalExercise: $0.54From: 2013-09-23→ Common Stock (15,611 underlying)
Footnotes (3)
- [F1]Currently $3.58 per share after adjustment for the 1 for 7 reverse split effected October 10, 2013 and anti-dilution adjustment resulting from issuance of Series B preferred on December 30, 2013. Each share of Series A preferred stock is convertible into 10 shares of common stock.
- [F2]Received in exchange for subordinated secured convertible pay-in-kind notes (principal amount and accrued interest) at a price of $10 per share of Series A preferred stock.
- [F3]Not applicable.
Documents
Issuer
LIME ENERGY CO.
CIK 0001065860
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001065860
Filing Metadata
- Form type
- 4
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 9:10 AM ET
- Size
- 5.8 KB