4/A//SEC Filing
SOUTHWEST WATER CO 4/A
Accession 0001063322-07-000002
CIK 0000092472operating
Filed
Aug 15, 8:00 PM ET
Accepted
Aug 16, 5:21 PM ET
Size
16.6 KB
Accession
0001063322-07-000002
Insider Transaction Report
Form 4/AAmended
KINDEL MAUREEN A
Director
Transactions
- Sale
Common Stock
2007-08-16$14.46/sh−200$2,892→ 9,111 total - Sale
Common Stock
2007-08-16$14.45/sh−1,100$15,895→ 9,011 total - Purchase
Common Stock
1998-01-30$4.28/sh+3,799$16,248→ 4,020 total - Sale
Common Stock
2007-08-16$14.43/sh−344$4,964→ 7,667 total - Sale
Common Stock
2007-08-16$14.47/sh−100$1,447→ 9,311 total - Exercise/Conversion
Director Stock Option (Right to Buy)
2007-08-16$3.35/sh+1,744$5,848→ 1,744 totalExercise: $3.35From: 2001-09-01Exp: 2007-09-01→ Common Stock (1,744 underlying) - Purchase
Common Stock
1999-12-01$3.35/sh+3,040$10,184→ 7,667 total - Exercise/Conversion
Common Stock
2007-08-16$3.35/sh+1,744$5,842→ 9,411 total
Footnotes (2)
- [F1]Options vest 1/2 each anniversary of the date of grant until they were fully vested on Setpember 1, 2001.
- [F2]As of the date of this filing by reason of stock dividends totalling 828 shares, the reporting persons aggregate amount of common stock held in a Living Trust and/or IRA for their benefit is 7,667.
Documents
Issuer
SOUTHWEST WATER CO
CIK 0000092472
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000092472
Filing Metadata
- Form type
- 4/A
- Filed
- Aug 15, 8:00 PM ET
- Accepted
- Aug 16, 5:21 PM ET
- Size
- 16.6 KB