SOUTHWEST WATER CO 4
4 · SOUTHWEST WATER CO · Filed Aug 16, 2007
Insider Transaction Report
Form 4
KINDEL MAUREEN A
Director
Transactions
- Sale
Common Stock
2007-08-15$14.45/sh−1,744$25,198→ 7,667 total - Purchase
Common Stock
1998-01-30$4.28/sh+3,799$16,248→ 4,020 total - Exercise/Conversion
Common Stock
2007-08-15$3.35/sh+1,744$5,848→ 1,744 total - Purchase
Common Stock
1999-12-01$3.35/sh+3,040$10,184→ 7,667 total - Exercise/Conversion
Director Stock Option (Right to Buy)
2007-08-16$3.35/sh+1,744$5,848→ 1,744 totalExercise: $3.35From: 2001-09-01Exp: 2007-09-01→ Common Stock (1,744 underlying)
Footnotes (2)
- [F1]Options vest 1/2 each anniversary of the date of grant until they were fully vested on September 1, 2001.
- [F2]As of the date of this filing by reason of stock dividends totalling 828 shares, the reporting persons aggregate amount of common stock held in a Living Trust and/or IRA for their benefit is 7,667.