Friedrich Amy Christine 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Sep 18, 2024
Insider Transaction Report
Form 4
Friedrich Amy Christine
President - Benefits & Protect
Transactions
- Exercise/Conversion
Employee Stock Option (Right to Buy)
2024-09-16$37.38/sh−3,955$147,838→ 0 totalExercise: $37.38From: 2018-02-22Exp: 2026-02-22→ Common Stock (3,955 underlying) - Exercise/Conversion
Employee Stock Options (Right to Buy)
2024-09-16$62.78/sh−3,203$201,084→ 0 totalExercise: $62.78From: 2018-02-27Exp: 2027-02-27→ Common Stock (3,203 underlying) - Exercise/Conversion
Employee Stock Options (Right to Buy)
2024-09-16$62.78/sh−3,903$245,030→ 0 totalExercise: $62.78From: 2019-02-27Exp: 2027-02-27→ Common Stock (3,903 underlying) - Disposition to Issuer
Common Stock
2024-09-16$82.04/sh−22,175$1,819,237→ 79,506 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2024-09-16$37.38/sh−3,955$147,838→ 0 totalExercise: $37.38From: 2019-02-22Exp: 2026-02-22→ Common Stock (3,955 underlying) - Award
Common Stock
2024-09-16$37.38/sh+11,165$417,348→ 90,671 total - Award
Common Stock
2024-09-16$62.78/sh+11,010$691,208→ 101,681 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2024-09-16$37.38/sh−3,255$121,672→ 0 totalExercise: $37.38From: 2017-02-22Exp: 2026-02-22→ Common Stock (3,255 underlying) - Exercise/Conversion
Employee Stock Options (Right to Buy)
2024-09-16$62.78/sh−3,904$245,093→ 0 totalExercise: $62.78From: 2020-02-27Exp: 2027-02-27→ Common Stock (3,904 underlying)
Footnotes (3)
- [F1]Includes 8834 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- [F2]The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/14/2024.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.00 to $82.32, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.