4//SEC Filing
Diamond Susan M 4
Accession 0001062993-24-014375
CIK 0000049071other
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 5:03 PM ET
Size
22.1 KB
Accession
0001062993-24-014375
Insider Transaction Report
Form 4
HUMANA INCHUM
Diamond Susan M
Chief Financial Officer
Transactions
- Exercise/Conversion
Humana Common
2024-08-01+311→ 20,102 total - Tax Payment
Humana Common
2024-08-01$357.32/sh−142$50,740→ 19,960 total - Exercise/Conversion
Restricted Stock Units
2024-08-01−311→ 0 total→ Humana Common (311 underlying)
Holdings
- 1,508
Options
Exercise: $376.61Exp: 2028-02-22→ Humana Common (1,508 underlying) - 3,793
Options
Exercise: $428.68Exp: 2028-08-01→ Humana Common (3,793 underlying) - 6,810
Options
Exercise: $510.24Exp: 2030-02-24→ Humana Common (6,810 underlying) - 512
Restricted Stock Units
→ Humana Common (512 underlying) - 2,179(indirect: See Footnote)
Humana Common
- 5,562
Options
Exercise: $425.06Exp: 2029-02-21→ Humana Common (5,562 underlying) - 9,989
Options
Exercise: $367.21Exp: 2031-02-21→ Humana Common (9,989 underlying) - 1,176
Restricted Stock Units
→ Humana Common (1,176 underlying) - 327(indirect: See Footnote.)
Phantom Stock Units
→ Humana Common (327 underlying)
Footnotes (13)
- [F1]Shares held for the benefit of the reporting person as of July 31, 2024 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
- [F10]Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
- [F11]Includes 13,480 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
- [F12]Shares disposed of represent payment of tax liability resulting from vesting of Restricted Stock Units on 8/1/24.
- [F13]Phantom Stock Units held for the benefit of reporting person as of July 31, 2024 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.
- [F2]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
- [F3]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 8/1/2021, vesting in three annual increments from 8/1/22 to 8/1/24.
- [F4]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
- [F5]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
- [F6]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
- [F7]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F8]Restricted stock units granted to reporting person on 08/1/2021, 33% of the award is vesting on 8/1/22, 8/1/23, and 8/1/24.
- [F9]Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
Related Parties
1- filerCIK 0001782445
Filing Metadata
- Form type
- 4
- Filed
- Aug 1, 8:00 PM ET
- Accepted
- Aug 2, 5:03 PM ET
- Size
- 22.1 KB