Home/Filings/4/0001062993-23-010366
4//SEC Filing

Perna Gustave 4

Accession 0001062993-23-010366

CIK 0001411207other

Filed

May 4, 8:00 PM ET

Accepted

May 5, 5:55 PM ET

Size

11.8 KB

Accession

0001062993-23-010366

Insider Transaction Report

Form 4
Period: 2023-05-03
Transactions
  • Exercise/Conversion

    Common Stock

    2023-05-03+2,8142,814 total
  • Exercise/Conversion

    Restricted Stock Units

    2023-05-032,7700 total
    Common Stock (2,770 underlying)
  • Exercise/Conversion

    Dividend Equivalent Rights

    2023-05-03440 total
    Common Stock (44 underlying)
  • Award

    Restricted Stock Units

    2023-05-04+3,1463,146 total
    Common Stock (3,146 underlying)
Footnotes (9)
  • [F1]Settlement of restricted stock units ("RSUs") and related dividend equivalent.
  • [F2]Includes 44 dividend equivalents.
  • [F3]Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.
  • [F4]On August 15, 2022, the reporting person was granted 2,770 RSUs that vested on May 3, 2023.
  • [F5]Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
  • [F6]The dividend equivalent rights accrued on previously awarded RSUs and vested on May 3, 2023.
  • [F7]The RSUs represent the reporting person's annual equity award under the Seventh Amended and Restated Non-Employee Director Compensation Policy.
  • [F8]The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.
  • [F9]The number of RSUs received was calculated based on $46.08, which was the closing price of the Company's common stock on the date of grant.

Issuer

Allison Transmission Holdings Inc

CIK 0001411207

Entity typeother

Related Parties

1
  • filerCIK 0001942585

Filing Metadata

Form type
4
Filed
May 4, 8:00 PM ET
Accepted
May 5, 5:55 PM ET
Size
11.8 KB