4//SEC Filing
Walker Roberto 4
Accession 0001062993-23-008071
CIK 0001126328other
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 2:12 PM ET
Size
16.1 KB
Accession
0001062993-23-008071
Insider Transaction Report
Form 4
Walker Roberto
EVP, Principal Latin America
Transactions
- Award
Common Stock
2023-03-28$51.33/sh+9,009$462,432→ 48,699 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2023-03-28$51.33/sh−3,796$194,849→ 0 totalExercise: $51.33From: 2017-02-23Exp: 2025-02-23→ Common Stock (3,796 underlying) - Award
Common Stock
2023-03-28$37.38/sh+17,882$668,429→ 66,581 total - Disposition to Issuer
Common Stock
2023-03-28$72.18/sh−26,891$1,940,992→ 39,690 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2023-03-28$51.33/sh−5,212$267,532→ 0 totalExercise: $51.33From: 2018-02-23Exp: 2025-02-23→ Common Stock (5,212 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2023-03-28$37.38/sh−10,813$404,190→ 0 totalExercise: $37.38From: 2017-02-22Exp: 2026-02-22→ Common Stock (10,813 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2023-03-28$37.38/sh−7,069$264,239→ 3,744 totalExercise: $37.38From: 2018-02-22Exp: 2026-02-22→ Common Stock (7,069 underlying)
Footnotes (3)
- [F1]The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/24/2023.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.71 to $72.47, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Issuer
PRINCIPAL FINANCIAL GROUP INC
CIK 0001126328
Entity typeother
Related Parties
1- filerCIK 0001867763
Filing Metadata
- Form type
- 4
- Filed
- Mar 29, 8:00 PM ET
- Accepted
- Mar 30, 2:12 PM ET
- Size
- 16.1 KB