4//SEC Filing
Ho Gregory P. 4
Accession 0001062993-23-007407
CIK 0001615055other
Filed
Mar 20, 8:00 PM ET
Accepted
Mar 21, 4:52 PM ET
Size
12.8 KB
Accession
0001062993-23-007407
Insider Transaction Report
Form 4
Ho Gregory P.
Director10% Owner
Transactions
- Disposition to Issuer
Common Stock
2023-03-21−3,726,732→ 0 total(indirect: See Footnote 4) - Disposition to Issuer
Common Stock
2023-03-21−2,270,287→ 0 total(indirect: See Footnote 5) - Disposition to Issuer
Common Stock
2023-03-21−67,642→ 0 total(indirect: See Footnote 6) - Disposition to Issuer
Stock Option
2023-03-21−89,047→ 0 totalExercise: $2.10Exp: 2032-06-16→ Common Stock (89,047 underlying)
Footnotes (6)
- [F1]On March 21, 2023, pursuant to the Agreement and Plan of Merger, dated as of December 21, 2022 (the Merger Agreement), by and among IsoPlexis Corporation, a Delaware corporation (IsoPlexis), Berkeley Lights, Inc., a Delaware corporation (Berkeley Lights), and Iceland Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Berkeley Lights, each share of common stock, par value $0.001, of IsoPlexis (IsoPlexis Common Stock) reported in this Form 4 was converted into the right to receive 0.6120 fully paid and nonassessable shares of common stock, par value $0.00005, of Berkeley Lights (Berkeley Lights Common Stock), together with cash in lieu of fractional shares of Berkeley Lights Common Stock, if any, and any unpaid dividends or other distributions.
- [F2]On March 21, 2023, pursuant to the Merger Agreement, each IsoPlexis stock option reported in this Form 4 that was (a) vested and unexercised or (b) vested solely as a result of the consummation of the merger pursuant to the Merger Agreement was, in each case, exercisable prior to the effective time of such merger and, to the extent unexercised at such effective time, canceled for no consideration.
- [F3]Vests in full on the earlier of June 16, 2023 or the day prior to the mext annual shareholders meeting.
- [F4]The Reporting Person is a managing member of Spring Mountain Capital G.P., LLC, a Delaware limited liability company ("SMC GP"). SMC GP is the managing member of SMC Growth Capital II GP, LLC, a Delaware limited liability company ("GCII GP"). GCII GP is the general partner of SMC Growth Capital Partners II, LP ("GCII"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by GCII in which the Reporting Person has no pecuniary interest.
- [F5]The Reporting Person is a managing member of SMC GP. SMC GP is the managing member of SMC Private Equity Holdings G.P., LLC, a Delaware limited liability company ("PEH GP"). PEH GP is the general partner of SMC Private Equity Holdings, LP ("PEH"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by PEH in which the Reporting Person has no pecuniary interest.
- [F6]The Reporting Person is a managing member of SMC Holdings II G.P., LLC, a Delaware limited liability company ("Holdings GP"). Holdings GP is the general partner of SMC Holdings II, LP ("Holdings"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by Holdings in which the Reporting Person has no pecuniary interest.
Issuer
IsoPlexis Corp
CIK 0001615055
Entity typeother
Related Parties
1- filerCIK 0001549584
Filing Metadata
- Form type
- 4
- Filed
- Mar 20, 8:00 PM ET
- Accepted
- Mar 21, 4:52 PM ET
- Size
- 12.8 KB