4//SEC Filing
HEATH JAMES R 4
Accession 0001062993-23-007405
CIK 0001615055other
Filed
Mar 20, 8:00 PM ET
Accepted
Mar 21, 4:50 PM ET
Size
11.9 KB
Accession
0001062993-23-007405
Insider Transaction Report
Form 4
HEATH JAMES R
Director
Transactions
- Disposition to Issuer
Common Stock
2023-03-21−201,888→ 0 total - Disposition to Issuer
Stock Option
2023-03-21−32,000→ 0 totalExercise: $0.96Exp: 2028-12-13→ Common Stock (32,000 underlying) - Disposition to Issuer
Stock Option
2023-03-21−8,000→ 0 totalExercise: $1.83Exp: 2030-12-14→ Common Stock (8,000 underlying) - Disposition to Issuer
Stock Option
2023-03-21−89,047→ 0 totalExercise: $2.10Exp: 2032-06-16→ Common Stock (89,047 underlying)
Footnotes (5)
- [F1]On March 21, 2023, pursuant to the Agreement and Plan of Merger, dated as of December 21, 2022 (the Merger Agreement), by and among IsoPlexis Corporation, a Delaware corporation (IsoPlexis), Berkeley Lights, Inc., a Delaware corporation (Berkeley Lights), and Iceland Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Berkeley Lights, each share of common stock, par value $0.001, of IsoPlexis (IsoPlexis Common Stock) reported in this Form 4 was converted into the right to receive 0.6120 fully paid and nonassessable shares of common stock, par value $0.00005, of Berkeley Lights (Berkeley Lights Common Stock), together with cash in lieu of fractional shares of Berkeley Lights Common Stock, if any, and any unpaid dividends or other distributions.
- [F2]On March 21, 2023, pursuant to the Merger Agreement, each IsoPlexis stock option reported in this Form 4 that was (a) vested and unexercised or (b) vested solely as a result of the consummation of the merger pursuant to the Merger Agreement was, in each case, exercisable prior to the effective time of such merger and, to the extent unexercised at such effective time, canceled for no consideration.
- [F3]Vested 25% on December 5, 2019 and thereafter in 36 equal monthly installments.
- [F4]Vested 25% on December 15, 2021 and thereafter in 36 equal monthly installments.
- [F5]Vests in full on the earlier of June 16, 2023 or the day prior to the next annual stockholders meeting.
Issuer
IsoPlexis Corp
CIK 0001615055
Entity typeother
Related Parties
1- filerCIK 0001230234
Filing Metadata
- Form type
- 4
- Filed
- Mar 20, 8:00 PM ET
- Accepted
- Mar 21, 4:50 PM ET
- Size
- 11.9 KB