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4//SEC Filing

HEATH JAMES R 4

Accession 0001062993-23-006828

CIK 0001615055other

View on SEC.gov Company Profile

Filed

Mar 13, 8:00 PM ET

Accepted

Mar 14, 4:24 PM ET

Size

16.8 KB

Accession

0001062993-23-006828

Insider Transaction Report

Form 4

Period: 2023-03-10

IsoPlexis CorpISO

Director

Transactions

Exercise/Conversion
Common Stock
2023-03-10$0.44/sh+40,000$17,600→ 153,888 total
Exercise/Conversion
Stock Option
2023-03-10−32,000→ 0 total
Exercise: $0.28Exp: 2025-11-25→ Common Stock (32,000 underlying)
Exercise/Conversion
Common Stock
2023-03-10$0.73/sh+48,000$34,862→ 201,888 total
Exercise/Conversion
Stock Option
2023-03-10−48,000→ 0 total
Exercise: $0.73Exp: 2027-09-30→ Common Stock (48,000 underlying)
Exercise/Conversion
Stock Option
2023-03-10−81,888→ 0 total
Exercise: $0.13Exp: 2025-03-21→ Common Stock (81,888 underlying)
Exercise/Conversion
Common Stock
2023-03-10$0.13/sh+81,888$10,441→ 81,888 total
Exercise/Conversion
Common Stock
2023-03-10$0.28/sh+32,000$8,922→ 113,888 total
Exercise/Conversion
Stock Option
2023-03-10−40,000→ 0 total
Exercise: $0.44Exp: 2026-08-17→ Common Stock (40,000 underlying)

Footnotes (4)

[F1](1) 25% vested March 22, 2016 and the reminder vested in 36 monthly installments thereafter.
[F2](2) 25% vested November 26, 2016 and the reminder vested in 36 monthly installments thereafter.
[F3](3) 25% vested August 18, 2017 and the reminder vested in 36 monthly installments thereafter.
[F4](4) 25% vested October 1, 2018 and the reminder vested in 36 monthly installments thereafter.

Documents

1 file

4
form4.xmlPrimary
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Issuer

IsoPlexis Corp

CIK 0001615055

Entity typeother

Related Parties

1

filerCIK 0001230234

Filing Metadata

Form type: 4
Filed: Mar 13, 8:00 PM ET
Accepted: Mar 14, 4:24 PM ET
Size: 16.8 KB

View on SEC.gov