Home/Filings/4/0001062993-22-007308
4//SEC Filing

HealthCor Management, L.P. 4

Accession 0001062993-22-007308

CIK 0001377149other

Filed

Mar 9, 7:00 PM ET

Accepted

Mar 10, 4:06 PM ET

Size

27.2 KB

Accession

0001062993-22-007308

Insider Transaction Report

Form 4
Period: 2022-03-08
HealthCor Associates, LLC
Director10% Owner
Transactions
  • Award

    Common Stock Warrants (Right to Buy)

    2022-03-08+1,602,6001,602,600 total(indirect: By Hybrid Fund)
    Exercise: $0.09Exp: 2032-03-08Common Stock (1,602,600 underlying)
  • Award

    Common Stock Warrants (Right to Buy)

    2022-03-08+1,397,4001,397,400 total(indirect: By HCP Fund)
    Exercise: $0.09Exp: 2032-03-08Common Stock (1,397,400 underlying)
Footnotes (3)
  • [F1]Immediately exercisable.
  • [F2]HealthCor Partners Fund, L.P. ("HCP Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Partners L.P. serves as its general partner and HealthCor Partners GP, LLC ("HCPGP") serves as the general partner of HealthCor Partners L.P. HealthCor Partners Management, L.P. serves as the investment manager to HCP Fund and HealthCor Partners Management GP, LLC ("HCPMGP") serves as the general partner to HealthCor Partners Management, L.P. Jeffrey C. Lightcap, Arthur Cohen and Joseph Healey are managing members of HCPMGP and HCPGP. Each person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities. Mr. Lightcap was appointed a director of the issuer in connection with the initial investment.
  • [F3]HealthCor Hybrid Offshore Master Fund, L.P. ("Hybrid Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Hybrid Offshore GP, LLC ("Offshore GP") serves as its general partner and HealthCor Group, LLC ("Group") serves as the general partner of Offshore GP. HealthCor Management, L.P. serves as the investment manager to Hybrid Fund and HealthCor Associates, LLC ("Associates") serves as the general partner to HealthCor Management, L.P. Arthur Cohen and Joseph Healey are managing members of Associates and Group. Each reporting person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities.

Issuer

CareView Communications Inc

CIK 0001377149

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001343781

Filing Metadata

Form type
4
Filed
Mar 9, 7:00 PM ET
Accepted
Mar 10, 4:06 PM ET
Size
27.2 KB