ZIMMERMAN STEWART 4
4 · MFA FINANCIAL, INC. · Filed Jan 2, 2013
Insider Transaction Report
Form 4
ZIMMERMAN STEWART
DirectorChairman and CEO
Transactions
- Exercise/Conversion
Common Stock, par value $0.01 per share
2012-12-31+115,741→ 898,158 total - Tax Payment
Common Stock, par value $0.01 per share
2012-12-31$8.11/sh−53,324$432,458→ 844,834 total - Tax Payment
Common Stock, par value $0.01 per share
2012-12-31$8.11/sh−116,454$944,442→ 728,380 total - Exercise/Conversion
PHANTOM STOCK
2012-12-31−115,741→ 0 totalFrom: 2012-12-31Exp: 2012-12-31→ COMMON STOCK (115,741 underlying)
Footnotes (4)
- [F1]SHARES ACQUIRED PURSUANT TO THE SETTLEMENT OF RESTRICTED STOCK UNITS (I.E. PHANTOM STOCK) GRANTED TO THE REPORTING PERSON ON OCTOBER 26, 2007 WHICH VESTED IN FULL ON DECEMBER 31, 2010.
- [F2]THE REPORTED DISPOSITION REPRESENTS THE SURRENDER OF SHARES TO SATISFY TAX OBLIGATIONS ARISING FROM THE VESTING AND SETTLEMENT OF RESTRICTED STOCK UNITS (I.E. PHANTOM STOCK).
- [F3]THE REPORTED DISPOSITION REPRESENTS THE SURRENDER OF SHARES TO SATISFY TAX OBLIGATIONS ARISING FROM THE VESTING OF RESTRICTED STOCK.
- [F4]EACH SHARE OF PHANTOM STOCK WAS THE ECONOMIC EQUIVALENT OF ONE SHARE OF MFA COMMON STOCK. THE REPORTING PERSON SETTLED THEIR SHARES OF PHANTOM STOCK FOR SHARES OF MFA COMMON STOCK.