WADDELL & REED FINANCIAL INC·4

Jan 11, 5:40 PM ET

Rackers Christopher W. 4

4 · WADDELL & REED FINANCIAL INC · Filed Jan 11, 2019

Insider Transaction Report

Form 4
Period: 2019-01-10
Transactions
  • Tax Payment

    Class A Common

    2019-01-10$17.77/sh683$12,13734,866 total
  • Exercise/Conversion

    Class A Common

    2019-01-10+1,97436,840 total
  • Disposition to Issuer

    Class A Common

    2019-01-10$17.77/sh1,974$35,07834,866 total
  • Exercise/Conversion

    Restricted Stock Units

    2019-01-101,9745,920 total
    From: 2019-01-10Exp: 2019-01-10Class A Common (1,974 underlying)
Footnotes (2)
  • [F1]Vesting of cash-settled restricted stock units is reported as a deemed acquisition and disposition of the number of shares of Class A Common Stock underlying the vested restricted stock units.
  • [F2]Each restricted stock unit represents a contingent right to a cash payment equal to the fair market value on the vesting date of one share of Issuer's Class A Common Stock.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT