4//SEC Filing
BLACK CHARLES 4
Accession 0001047884-09-000004
CIK 0001047884other
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 3:51 PM ET
Size
17.4 KB
Accession
0001047884-09-000004
Insider Transaction Report
Form 4
BLACK CHARLES
Director
Transactions
- Exercise of In-Money
Dividend Equivalent Rights
2009-02-27−72→ 0 totalExp: 2009-04-16→ Common Stock (72 underlying) - Exercise of In-Money
Common Stock
2009-02-27+72→ 14,322 total - Exercise/Conversion
Common Stock
2009-02-27$4.60/sh+1,250$5,750→ 14,250 total - Exercise/Conversion
Stock Option (right to buy)
2009-02-27−1,250→ 0 totalExercise: $4.60From: 2002-04-16Exp: 2009-04-16→ Common Stock (1,250 underlying)
Holdings
- 3,260
Stock Option (right to buy)
Exercise: $7.10From: 2002-02-10Exp: 2011-08-10→ Common Stock (3,000 underlying) - 25,360
Stock Option (right to buy)
Exercise: $13.80From: 2004-05-01Exp: 2013-05-01→ Common Stock (12,100 underlying) - 10,199(indirect: By Spouse)
Common Stock
- 260
Stock Option (right to buy)
Exercise: $6.70From: 2002-01-23Exp: 2011-07-23→ Common Stock (260 underlying) - 13,260
Stock Option (right to buy)
Exercise: $11.20From: 2003-10-04Exp: 2012-10-04→ Common Stock (10,000 underlying)
Footnotes (5)
- [F1]Shares received pursuant to exercise of an option granted April 16, 1999.
- [F2]Settlement of dividend equivalent rights in connection with exercise of option.
- [F3]Mr. Black's spouse, Bonnie N. Black, owns 10,199 shares directly and Mr. Black disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Black is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
- [F4]Not applicable.
- [F5]The dividend equivalent rights convert to common stock on a 1-for-1 basis.
Documents
Issuer
ANWORTH MORTGAGE ASSET CORP
CIK 0001047884
Entity typeother
Related Parties
1- filerCIK 0001209607
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 3:51 PM ET
- Size
- 17.4 KB