13F-HR 1 a2214361z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Three Zero Three Capital Partners, LLC --------------------------------------- Address: 318 W. Adams --------------------------------------- 10th Floor --------------------------------------- Chicago, IL 60606 --------------------------------------- Form 13F File Number: 28-13865 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter Dorenbos ------------------------------- Title: Chief Compliance Officer ------------------------------- Phone: 312-432-6551 ------------------------------- Signature, Place, and Date of Signing: /S/ Peter Dorenbos Chicago, ILLinois April 9, 2013 ------------------------------- ----------------- ------------- [Signature] [City, State] [Date] The following managers (KCM Management LLC, Equity Volatility Trading LLC, Moray Capital Management LLC, MMJ Capital Management LLC) currently included under Three Zero Three Capital Partner's filing no longer meet the 100 million threshold requirement, and therefore, are no longer required to file. Future filings by Three Zero Three Capital Partners will not include these other managers. Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- --------------- ------------------------------------ Page 1 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 62 -------------------- Form 13F Information Table Value Total: $5,126 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE Page 2 FORM 13F INFORMATION TABLE

Investment Other Voting Quarter Name Of Issuer Title Of Class Cusip Value Amount SH_PRN PUT_CALL Discretion Managers Authority ~~----------------------------------------------------------------------------------------------------------------------------------~~2013q1 ~~2012q4~~BARRICK 3MGOLD COCORP ~~COM~~CALL ~~88579Y101~~067901108 ~~126~~ 1~~,357~~ SH50 ~~OTHER 1,357 2012q4 3M CO CALL 88579Y101 27 70~~ SH CALL OTHER 7050 ~~2012q4~~2013q1 ~~AGNICO~~CADENCE ~~EAGLE~~PHARMACEUTICALS ~~MINES~~INC ~~LTD~~ CALL ~~008474108~~12738T100 ~~129~~51 ~~250~~110 SH CALL OTHER ~~250~~110 ~~2012q4~~2013q1 ~~ALCOA~~CBS ~~INC~~CORP ~~COM~~NEW ~~013817101 186 21,464 SH OTHER 21,464 2012q4 ALCOA INC~~ CALL ~~013817101~~124857202 146 ~~490~~527 SH CALL OTHER ~~490~~527 ~~2012q4~~2013q1 ~~ALCOA~~CBS ~~INC~~CORP NEW PUT ~~013817101~~124857202 1314 ~~100~~332 SH PUT OTHER ~~100~~332 ~~2012q4~~2013q1 ~~ALLSTATE~~CITIGROUP ~~CORP~~INC ~~CALL~~COM ~~020002101~~NEW ~~327~~172967424 ~~990~~22 500 SH ~~CALL~~ OTHER ~~990~~500 ~~2012q4~~2013q1 ~~ALON~~CONTINENTAL ~~USA~~RESOURCES ~~ENERGY~~ INC COM ~~020520102~~212015101 25209 12,~~408~~400 SH OTHER 12,~~408~~400 ~~2012q4~~2013q1 ~~ALPHA~~CONTINENTAL ~~NATURAL~~ RESOURCES INC ~~COM~~CALL ~~02076X102~~212015101 521 ~~5,351~~47 SH CALL OTHER ~~5,351~~47 ~~2012q4~~2013q1 ~~ALPHA~~CONTINENTAL ~~NATURAL~~ RESOURCES INC ~~CALL~~PUT ~~02076X102~~212015101 510 ~~100~~24 SH ~~CALL~~PUT OTHER ~~100~~24 ~~2012q4~~2013q1 ~~ALPHA~~CSX ~~NATURAL~~CORP ~~RESOURCES~~CALL ~~INC~~126408103 ~~PUT~~6 ~~02076X102 3~~ 100 SH ~~PUT~~CALL OTHER 100 ~~2012q4~~2013q1 ~~ALTRIA~~DOLLAR ~~GROUP~~GEN ~~INC~~CORP ~~CALL~~NEW ~~02209S103~~COM 1256677105 ~~120~~35 700 SH ~~CALL~~ OTHER ~~120~~700 ~~2012q4~~2013q1 ~~AMERICAN~~DOLLAR ~~ELEC~~GEN ~~PWR~~CORP ~~INC~~NEW CALL ~~025537101~~256677105 131 ~~200~~50 SH CALL OTHER ~~200~~50 ~~2012q4~~2013q1 ~~AMERICAN~~DOLLAR ~~EXPRESS~~GEN COCORP ~~CALL~~NEW ~~025816109~~PUT 9256677105 ~~300~~1 50 SH ~~CALL~~PUT OTHER ~~300~~50 ~~2012q4~~2013q1 ~~AMERICAN~~DOLLAR ~~INTL~~TREE ~~GROUP~~ INC COM ~~NEW~~256746108 ~~026874784~~751 ~~330 9~~15,~~336~~500 SH OTHER 915,~~336~~500 ~~2012q4~~2013q1 ~~AMERICAN~~DOLLAR ~~WTR~~TREE ~~WKS~~INC COPUT 256746108 24 155 SH PUT OTHER 155 2013q1 FACEBOOK INC ~~NEW~~CL ~~COM~~A ~~030420103~~30303M102 7813 ~~2,106~~500 SH OTHER ~~2,106~~500 ~~2012q4~~2013q1 ~~ANADARKO~~FACEBOOK ~~PETE~~INC ~~CORP~~CL ~~COM~~A ~~032511107~~30303M102 ~~308~~801 431,~~151~~300 SH OTHER 431,~~151~~300 ~~2012q4~~2013q1 ~~ANADARKO~~FACEBOOK ~~PETE~~INC ~~CORP~~ CALL ~~032511107~~30303M102 156 ~~223~~525 SH CALL OTHER ~~223~~525 ~~2012q4~~2013q1 ~~ANADARKO~~FACEBOOK ~~PETE~~INC ~~CORP~~ PUT ~~032511107~~30303M102 9768 ~~100~~490 SH PUT OTHER ~~100~~490 ~~2012q4~~2013q1 ~~ANNALY~~FIRST ~~CAP~~NIAGARA ~~MGMT~~FINL GP INC COM ~~035710409~~33582V108 63177 420,~~500~~000 SH OTHER 420,~~500~~000 ~~2012q4~~2013q1 ~~APACHE~~FIRST NIAGARA FINL GP INC PUT 33582V108 26 200 SH PUT OTHER 200 2013q1 INTEL CORP COM ~~037411105~~458140100 81288 113,~~029~~200 SH OTHER 113,~~029~~200 ~~2012q4~~2013q1 ~~APACHE~~INTEL CORP CALL ~~037411105~~458140100 1 8910 SH CALL OTHER 8910 ~~2012q4~~2013q1 ~~APACHE~~INTEL CORP PUT ~~037411105~~458140100 729 20132 SH PUT OTHER 20132 ~~2012q4~~2013q1 ~~APPLE~~INVESCO MORTGAGE CAPITAL INC COM ~~037833100~~46131B100 8011 ~~150~~500 SH OTHER ~~150~~500 ~~2012q4~~2013q1 ~~AT&T~~JAMBA INC ~~CALL~~COM ~~00206R102~~47023A101 234 ~~401~~12,000 SH ~~CALL~~ OTHER ~~401~~12,000 ~~2012q4~~2013q1 ~~BAIDU~~KANSAS ~~INC~~CITY ~~SPON~~SOUTHERN ~~ADR~~COM ~~REP~~NEW A485170302 ~~056752108~~543 24,~~363~~900 ~~23,565~~ SH OTHER 234,~~565~~900 ~~2012q4~~2013q1 ~~BAIDU~~KANSAS ~~INC~~CITY ~~PUT~~SOUTHERN ~~056752108 407 270 SH PUT OTHER 270 2012q4 BANK NEW YORK MELLON CORP~~ CALL ~~064058100~~485170302 216 ~~500~~80 SH CALL OTHER ~~500~~80 ~~2012q4~~2013q1 ~~BANK~~KANSAS ~~NOVA~~CITY ~~SCOTIA~~SOUTHERN ~~HALIFAX~~PUT ~~COM~~485170302 ~~064149107~~2 ~~387~~50 ~~6,691~~ SH PUT OTHER ~~6,691~~50 ~~2012q4~~2013q1 ~~BANK~~KAPSTONE ~~NOVA~~PAPER ~~SCOTIA~~& ~~HALIFAX~~PACKAGING ~~PUT~~C ~~064149107~~COM 3348562P103 ~~205~~14 500 SH ~~PUT~~ OTHER ~~205~~500 ~~2012q4~~2013q1 ~~BANK~~LEUCADIA OFNATL ~~AMERICA~~CORP ~~CORPORATION~~ COM ~~060505104~~527288104 8612 ~~7,440~~420 SH OTHER ~~7,440~~420

2013q1 MFA FINANCIAL INC COM 55272X102 37 4,000 SH OTHER 4,000 2013q1 MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 16 4,900 SH OTHER 4,900 2013q1 NAVISTAR INTL CORP NEW COM 63934E108 97 2,800 SH OTHER 2,800 2013q1 NAVISTAR INTL CORP NEW CALL 63934E108 1 60 SH CALL OTHER 60 2013q1 NAVISTAR INTL CORP NEW PUT 63934E108 4 140 SH PUT OTHER 140 2013q1 OCCIDENTAL PETE CORP DEL COM 674599105 309 3,940 SH OTHER 3,940 2013q1 OCCIDENTAL PETE CORP DEL PUT 674599105 17 40 SH PUT OTHER 40 2013q1 PEERLESS SYS CORP COM 705536100 153 43,800 SH OTHER 43,800 2013q1 REGIONS FINL CORP NEW CALL 7591EP100 15 680 SH CALL OTHER 680 2013q1 SANDRIDGE ENERGY INC COM 80007P307 7 1,400 SH OTHER 1,400 2013q1 SANDRIDGE ENERGY INC PUT 80007P307 1 14 SH PUT OTHER 14 2013q1 SEADRILL LIMITED CALL G7945E105 13 222 SH CALL OTHER 222 2013q1 SEADRILL LIMITED PUT G7945E105 4 84 SH PUT OTHER 84 2013q1 SMUCKER J M CO CALL 832696405 4 51 SH CALL OTHER 51 2013q1 SPDR S&P 500 ETF TR TR UNIT 78462F103 23 149 SH OTHER 149 2013q1 SPDR S&P 500 ETF TR TR UNIT 78462F103 572 3,655 SH OTHER 3,655 2013q1 SPDR S&P 500 ETF TR PUT 78462F103 11 300 SH PUT OTHER 300 2013q1 SPDR S&P 500 ETF TR PUT 78462F103 2 43 SH PUT OTHER 43 2013q1 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 317 4,500 SH OTHER 4,500 2013q1 SPDR SERIES TRUST PUT 78464A714 2 50 SH PUT OTHER 50 2013q1 SUNTRUST BKS INC CALL 867914103 3 25 SH CALL OTHER 25 2013q1 SUNTRUST BKS INC PUT 867914103 1 25 SH PUT OTHER 25 2013q1 TD AMERITRADE HLDG CORP COM 87236Y108 43 2,100 SH OTHER 2,100 2013q1 TD AMERITRADE HLDG CORP PUT 87236Y108 1 50 SH PUT OTHER 50 2013q1 TRANSOCEAN LTD REG SHS H8817H100 120 2,300 SH OTHER 2,300 2013q1 TRANSOCEAN LTD PUT H8817H100 1 23 SH PUT OTHER 23 2013q1 UNITED CONTL HLDGS INC CALL 910047109 7 50 SH CALL OTHER 50 2013q1 UNITED PARCEL SERVICE INC CALL 911312106 50 200 SH CALL OTHER 200 2013q1 VERIZON COMMUNICATIONS INC CALL 92343V104 1 390 SH CALL OTHER 390 2013q1 VRINGO INC COM 92911N104 84 26,600 SH OTHER 26,600 2013q1 VRINGO INC CALL 92911N104 6 120 SH CALL OTHER 120 2013q1 VRINGO INC PUT 92911N104 1 99 SH PUT OTHER 99

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