13F-HR 1 a2195399z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Polygon Investment Partners LLP ------------------------------- Address: 4 Sloane Terrace ------------------------------- London SW1X 9DQ ------------------------------- United Kingdom ------------------------------- Form 13F File Number: 28-10987 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Polygon Investment Partners LLP Name: Sean Cote ------------------------------- Title: General Counsel ------------------------------- Phone: 011-44-20-790 1 8330 ------------------------------- Signature, Place, and Date of Signing: /s/ Sean Cote London, England November 13, 2009 ------------------------------- ----------------- ------------------ [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 -------------------- Form 13F Information Table Entry Total: 15 -------------------- Form 13F Information Table Value Total: 63,564 (x $1,000) -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 01 28-10988 Polygon Investment Partners LP ------ ----------------- --------------------------------------- 02 28-10989 Polygon Investments Ltd. ------ ----------------- --------------------------------------- 03 28-12127 Polygon Investment Partners HK Limited FORM 13F INFORMATION TABLE

VALUE SHARES SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------------------------------------------------------------------------------------------------------------~~---~~ COMPUCREDIT CORP NOTE 5.875%11/3 20478NAD2 ~~1596~~2969 7500000 PRN DEFINED 01:02:03 ~~7500000~~5500000 0 0 CYPRESS SHARPRIDGE INVTS INC COM 23281A307 3076 216666 SH DEFINED 01:02:03 166540 0 0 ENDEAVOR INTL CORP INC NOTE 6.000% 1/1 29257MAB6 ~~8854~~8946 12000000 PRN DEFINED 01:02:03 ~~12000000~~700000 0 0 ENDEAVOUR INTL CORP COM 29259G101 1412 10500 SH DEFINED 01:02:03 10500 0 0 EVERGREEN SOLAR INC NOTE 4.000% 7/1 30033RAC2 ~~1655~~1580 4000000 PRN DEFINED 01:02:03 ~~4000000~~7000000 0 0 FLOTEK INDS INC DEL ~~NOTE~~COM ~~5.250%~~343389102 ~~2/1~~624 ~~343389AA0~~303115 ~~3287~~SH ~~9000000 PRN~~ DEFINED 01:02:03 ~~9000000~~140000 0 0 FLOTEK INDS INC DEL ~~COM~~NOTE ~~343389102 615 303115 SH DEFINED 01:02:03 303115 0 0 GENCORP INC SDCV 2~~5.250%~~11/1~~ ~~368682AL4 2976 6000000 PRN DEFINED 01:02:03 6000000 0 0 GREAT ATLANTIC & PAC TEA INC NOTE 6.750%12~~2/1 ~~390064AK9~~343389AA0 ~~5500~~4462 ~~8850000~~9000000 PRN DEFINED 01:02:03 ~~8850000~~3000000 0 0 GREATBATCH INC SDCV 2.250% 6/1 39153LAB2 ~~6700~~3620 ~~8000000~~4000000 PRN DEFINED 01:02:03 ~~8000000~~16810000 0 0 HEADWATERS INC NOTE 2.500% 2/0 42210PAD4 ~~3957~~2317 ~~10500000~~5500000 PRN DEFINED 01:02:03 ~~10500000~~7500000 0 0 HEADWATERS INC NOTE 2.875% 6/0 42210PAB8 ~~6715~~11918 12100000 PRN DEFINED 01:02:03 ~~12100000~~6000000 0 0 HUTCHINSON TECHNOLOGY INC NOTE 3.250% 1/1 448407AF3 ~~8942~~12210 ~~20000000~~16500000 PRN DEFINED 01:02:03 ~~20000000~~3600000 0 0 INTEL CORP COM 458140100 ~~1820~~2152 110000 SH DEFINED 01:02:03 110000 0 0 ~~MAXTOR~~INTEROIL CORP ~~NOTE~~COM ~~2.375%~~460951106 ~~8/1~~1050 ~~577729AE6~~26755 ~~19434~~SH ~~22500000 PRN~~ DEFINED 01:02:03 ~~22500000~~572300 0 0 ~~RENTECH~~MAXTOR ~~INC~~CORP NOTE 42.~~000~~375% 48/1 ~~760112AA0~~577729AE6 ~~2660~~1620 ~~10213000~~1500000 PRN DEFINED 01:02:03 ~~10213000~~12100000 0 0 ~~SEACOR~~RENTECH ~~HOLDINGS~~ INC ~~DBCV~~NOTE 24.~~875~~000%12 4/1 ~~811904AJ0~~760112AA0 ~~4395~~7008 ~~4076000~~10213000 PRN DEFINED 01:02:03 ~~4076000~~12500000 0 0 ~~SOLARFUN POWER HOLDINGS CO L SPONSORED ADR 83415U108 293 45366 SH DEFINED 01:02:03 45366 0 0~~

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