13F-HR 1 a2134756z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2004 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: McCarthy Group Asset Management, Inc. ---------------------------------------- Address: 1125 South 103rd Street, Suite 450 ---------------------------------------- Omaha, Nebraska ---------------------------------------- 68124 ---------------------------------------- Form 13F File Number: 28-05489 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard L. Jarvis ------------------------------- Title: Chairman ------------------------------- Phone: (402) 393-8281 ------------------------------- Signature, Place, and Date of Signing: /s/ Richard L. Jarvis Omaha, Nebraska 4/26/04 ------------------------------- ----------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- --------------- ------------------------------------ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: -0- -------------------- Form 13F Information Table Entry Total: 79 -------------------- Form 13F Information Table Value Total: $214386 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name NONE 28- ------ ----------------- --------------------------------- [Repeat as necessary.] McCarthy Group Asset Management, Inc. FORM 13F 31-Mar-04

~~COLUMN~~Voting 1Authority ~~COLUMN~~Value 2Shares ~~COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------- -------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH~~Sh/ ~~PUT~~Put/ ~~INVESTMENT~~Investmt ~~OTHER~~Other ~~VOTING~~Name ~~AUTHORITY~~of ~~NAME~~Issuer OFTitle ~~ISSUER~~of ~~TITLE~~Class ~~OF CLASS~~ CUSIP (x$1000) ~~PRN~~Prn ~~AMT~~Amt ~~PRN~~Prn ~~CALL~~Call ~~DISCRETION~~Dscretn ~~MANAGERS~~Managers ~~SOLE~~Sole ~~SHARED~~Shared ~~NONE~~None ~~-----------------------~~AMN ~~--------------~~Healthcare ~~---------~~Services ~~--------~~Inc. ~~--------- ----- ------ ------------ ---------- ------ -------- ------ 3Com Corporation~~ COM ~~885535104~~001744101 ~~5179~~1970 ~~633963~~107345 SH Defined ~~606763~~104595 ~~27200~~2750 ~~Apache~~Allmerica Financial Corp. COM ~~037411105~~019754100 ~~751~~2029 ~~9257~~58725 SH Defined ~~8519~~57080 ~~738~~1645 ~~Carnival~~Alltel ~~Cruise~~Corp ~~Lines - Cl A~~ COM ~~143658300~~020039103 ~~303~~2059 ~~7617~~41278 SH Defined ~~4887~~38260 ~~2730~~3018 ~~Cendant~~Apache Corp. COM ~~151313103~~037411105 ~~2754~~546 ~~123645~~12650 SH Defined ~~118095~~12650 ~~5550~~Apria ~~Concord~~Healthcare ~~EFS~~Group Inc. COM ~~206197105~~037933108 ~~4825~~1605 ~~325109~~53600 SH Defined ~~306235~~53600 ~~18874~~Archstone-Smith ~~Convergys~~Trust ~~Corp~~ COM ~~212485106~~039583109 ~~3260~~251 ~~186717~~8500 SH Defined ~~181177~~8300 ~~5540~~200 ~~Freddie~~Avalonbay ~~Mac~~Communities Inc COM ~~313400301~~053484101 ~~1587~~384 ~~27204~~7170 SH Defined ~~26011~~6858 ~~1193~~312 HBerkshire &Hathaway RInc ~~Block~~Cl ~~Inc~~B COM ~~093671105~~084670207 ~~387~~5634 ~~6990~~1811 SH Defined ~~6990~~1704 ~~Johnson~~107 H & ~~Johnson~~R ~~Com~~Block ~~COM~~Inc ~~478160104 1937 37496 SH Defined 36012 1484 Kroger Co~~ COM ~~501044101~~093671105 ~~4937~~345 ~~266718~~6755 SH Defined ~~248993~~6755 ~~17725~~Boston ~~Mattel~~Properties, Inc. COM ~~577081102~~101121101 ~~1961~~413 ~~101787~~7599 SH Defined ~~97984~~7274 ~~3803~~325 ~~Merck~~Cantel &Medical CoCorporation COM ~~589331107~~138098108 ~~1723~~1267 ~~37295~~70809 SH Defined ~~36309~~70443 ~~986~~366 ~~Novell~~Caremark Rx Inc COM ~~670006105~~141705103 ~~4538~~4890 ~~430968~~147078 SH Defined ~~418961~~143147 ~~12007~~3931 ~~Penney~~Carnival JCruise CLines ~~Inc~~- Cl A COM ~~708160106~~143658300 ~~2212~~279 ~~84181~~6217 SH Defined ~~81783~~4887 ~~2398~~1330 ~~Pfizer~~Cendant ~~Inc~~Corp COM ~~717081103~~151313103 ~~263~~3004 ~~7440~~123167 SH Defined ~~7440~~117617 ~~Safeway,~~5550 ~~Inc.~~Conmed Corp COM ~~786514208~~207410101 ~~1959~~2580 ~~89424~~87355 SH Defined ~~86124~~85111 ~~3300~~2244 ~~Schering~~Convergys ~~Plough~~ Corp COM ~~806605101~~212485106 ~~5372~~2802 ~~308930~~184327 SH Defined ~~291930~~178787 ~~17000~~5540 ~~Standard~~Emmis &Communications ~~Poor's~~Corp ~~500~~Cl ~~Deposito~~A COM ~~78462f103~~291525103 ~~21355~~438 ~~191904~~18400 SH Defined ~~191904~~18400 ~~Suntrust~~Freddie ~~Banks~~Mac ~~Inc~~ COM ~~867914103~~313400301 ~~330~~1597 ~~4612~~27043 SH Defined ~~4612~~25850 ~~Time~~1193 ~~Warner~~First ~~Inc~~Data Corp COM ~~887317105~~319963104 ~~4065~~6295 ~~225973~~149315 SH Defined ~~202299~~140392 ~~23674~~8923 ~~Torchmark~~First ~~Corp~~Health Group Cp Com COM ~~891027104~~320960107 ~~2393~~1779 ~~52537~~81375 SH Defined ~~51390~~80725 ~~1147~~650 ~~Tyco~~Hilb, ~~Intl~~Rogal ~~Ltd~~& ~~COM~~Hamilton ~~902124106 6127 231219 SH Defined 216043 15176 U~~Co.S. ~~Bancorp~~ COM ~~902973304~~431294107 ~~306~~1608 ~~10275~~42200 SH Defined ~~7402~~42200 ~~2873~~Horace ~~Wash~~Mann ~~Mutual~~Educators ~~Inc~~ COM ~~939322103~~440327104 ~~4309~~1398 ~~107413~~88949 SH Defined ~~101285~~87164 ~~6128~~1785 ~~Waste~~Insituform ~~Management~~Technologies Class COM ~~94106l109~~457667103 ~~4184~~1241 ~~141360~~79409 SH Defined ~~125012~~77903 ~~16348~~1506 ~~AMN~~iShares ~~Healthcare~~Lehman ~~Services~~Aggregate ~~Inc.~~Bond COM ~~001744101~~464287226 ~~1862~~452 ~~108520~~4344 SH Defined ~~105770~~3620 ~~2750~~724 ~~AdvancePCS~~iShares ~~COM~~Russell ~~00790k109~~2000 ~~4069~~Growth ~~77073 SH Defined 75040 2033 Allmerica Financial Corp~~ COM ~~019754100~~464287648 ~~1829~~6063 ~~59450~~97000 SH Defined ~~57805~~97000 ~~1645~~Ishares ~~Apogent~~Dj ~~Technologies~~Us ~~Inc~~Real Estate COM ~~03760a101~~464287739 ~~4421~~5639 ~~191886~~51517 SH Defined ~~177162~~51517 ~~14724~~Ishares ~~Apria~~S ~~Healthcare~~& ~~Group~~P ~~Inc.~~Small ~~COM~~Cap ~~037933108~~600 ~~390 13700 SH Defined 13700 Archstone-Smith Trust~~ COM ~~039583109~~464287804 ~~610~~7077 ~~21800~~49700 SH Defined ~~21600~~49700 ~~200~~Johnson ~~Avalonbay~~& ~~Communities~~Johnson ~~Inc~~Com COM ~~053484101~~478160104 ~~759~~4442 ~~15870~~87587 SH Defined ~~15558~~81738 ~~312~~5849 ~~Berkshire~~Kaydon ~~Hathaway~~Corp. ~~Inc Cl B~~ COM ~~084670207~~486587108 ~~5236~~1646 ~~1860~~59800 SH Defined ~~1753~~59800 ~~107~~Kroger ~~Boston~~Co ~~Properties, Inc.~~ COM ~~101121101~~501044101 ~~843~~4359 ~~17499~~261938 SH Defined ~~17174~~244213 ~~325~~17725 ~~Brush~~Kroll ~~Engineered~~Inc. ~~Materials, In~~ COM ~~117421107~~501049100 ~~504~~1410 ~~32900~~52500 SH Defined ~~32900~~52500 ~~Cantel~~La-Z-Boy, ~~Medical~~Inc. ~~Corporation~~ COM ~~138098108~~505336107 ~~1156~~1366 ~~71388~~62788 SH Defined ~~71022~~61133 ~~366~~1655 ~~Charter~~Liberty ~~Communications~~Media ~~Class~~Corp Cl A COM ~~16117M107~~530718105 ~~1773~~4071 ~~440979~~371770 SH Defined ~~429884~~334195 ~~11095~~37575 ~~Coinstar~~M ~~Inc~~& ~~COM~~F ~~19259p300~~Worldwide ~~2179 120344 SH Defined 117377 2967 Conmed~~ Corp. COM ~~207410101~~552541104 ~~2103~~183 ~~88368~~13355 SH Defined ~~86124~~8055 ~~2244~~5300 ~~Devon~~Merck ~~Energy~~& ~~Corporation~~Co COM ~~25179M103~~589331107 ~~2762~~1628 ~~48243~~36851 SH Defined ~~46377~~35865 ~~1866~~986 ~~Emmis~~S ~~Communications~~& ~~Corp~~P Cl400 AMid-Cap Dep Receipts COM ~~291525103~~595635103 ~~498~~5731 ~~18400~~51862 SH Defined ~~18400~~51862 ~~FNB~~NCO ~~Corporation~~Group Inc COM ~~302520101~~628858102 ~~4115~~1818 ~~122880~~77846 SH Defined ~~122880~~75360 ~~First~~2486 ~~Health~~Newfield ~~Group~~Exploration CpCos ~~Com~~ COM ~~320960107~~651290108 ~~1139~~2189 ~~58325~~45664 SH Defined ~~58325~~44158 ~~Firstservice~~1506 ~~Corp~~Novastar Financial, Inc. COM ~~33761n109~~669947400 ~~1401~~5936 ~~66910~~90000 SH Defined ~~66910~~90000 ~~Fresh~~Novell ~~Del Monte Produce~~ Inc. COM ~~G36738105~~670006105 ~~1759~~3614 ~~73802~~317615 SH Defined ~~71711~~305608 ~~2091~~12007 ~~Grant~~Omnicare ~~Prideco~~Inc COM ~~38821g101~~681904108 ~~510~~2154 ~~39200~~48584 SH Defined ~~39200~~46761 ~~Health~~1823 ~~Care~~Papa ~~Properties~~Johns ~~Invest~~Intl Inc COM ~~421915109~~698813102 ~~391~~1946 ~~7700~~57661 SH Defined ~~7700~~55324 ~~Hilb,~~2337 ~~Rogal~~Paxar &Corp ~~Hamilton Co.~~ COM ~~431294107~~704227107 ~~497~~617 ~~15500~~41819 SH Defined ~~15500~~41819 ~~Horace~~Penney ~~Mann~~J ~~Educators~~C Inc COM ~~440327104~~708160106 ~~1254~~2894 ~~89769~~83211 SH Defined ~~87984~~80813 ~~1785~~2398 ~~I-Trax~~Pfizer Inc. COM ~~45069d203~~717081103 ~~188~~261 ~~41915~~7440 SH Defined ~~41915~~7440 ~~Insight~~Protective ~~Communications~~Life CoCorp. COM ~~45768v108~~743674103 ~~1054~~1843 ~~101890~~49215 SH Defined ~~100017~~47513 ~~1873~~1702 ~~Insituform~~Republic ~~Technologies~~Services ~~Class~~Inc COM ~~457667103~~760759100 ~~1329~~4472 ~~80556~~165192 SH Defined ~~79050~~156886 ~~1506~~8306 ~~Intrado~~Safeway, Inc. COM ~~46117a100~~786514208 ~~1592~~1819 ~~72509~~88400 SH Defined ~~69467~~85100 ~~3042~~3300 ~~Ishares~~Schering DjPlough UsCorp ~~Real Estate~~ COM ~~464287739~~806605101 ~~2758~~5052 ~~27779~~311479 SH Defined ~~27779~~291179 ~~Ishares~~20300 SScotts &Co PCl ~~Small~~A ~~Cap 600~~ COM ~~464287804~~810186106 ~~8670~~1937 ~~64700~~30191 SH Defined ~~64700~~29166 ~~Kaydon~~1025 ~~Corp.~~Shaw ~~COM~~Group ~~486587108 504 19500 SH Defined 19500 Kroll~~ Inc. COM ~~501049100~~820280105 ~~1365~~1848 ~~52500~~170454 SH Defined ~~52500~~165231 ~~La-Z-Boy,~~5223 Stewart Enterprises Inc Cl. A COM ~~505336107~~860370105 ~~1335~~9223 ~~63616~~1268665 SH Defined ~~61961~~1259681 ~~1655~~8984 ~~Laboratory~~Suntrust ~~Corporation~~Banks OfInc ~~Amer~~ COM ~~50540r409~~867914103 ~~5882~~322 ~~159195~~4612 SH Defined ~~148394~~4612 ~~10801~~3Com ~~Liberty~~Corporation ~~Media Corp Cl A~~ COM ~~530718105~~885535104 ~~4456~~4203 ~~374802~~595385 SH Defined ~~341527~~568475 ~~33275~~26910 MTidewater ~~& F Worldwide Corp~~Inc. COM ~~552541104~~886423102 ~~218~~475 ~~16305~~16900 SH Defined ~~11005 5300~~16900

Time Warner Inc COM 887317105 3732 221363 SH Defined 197689 23674 Torchmark Corp COM 891027104 2781 51703 SH Defined 50556 1147 Tyco Intl Ltd COM 902124106 6474 225953 SH Defined 210777 15176 U.S. Bancorp COM 902973304 271 9803 SH Defined 6930 2873 United Fire & Casualty Co. COM 910331107 423 10000 SH Defined 10000 Wash Mutual Inc COM 939322103 4478 104844 SH Defined 98716 6128 Waste Connections Inc COM 941053100 1993 50080 SH Defined 48895 1185 Apogent Technologies Inc COM 03760a101 5589 182182 SH Defined 174307 7875 Coinstar Inc COM 19259p300 2264 143409 SH Defined 139642 3767 Comverse Technologies CV CONV 205862AJ4 63 65000 PRN Defined 65000 Devon Energy Corporation COM 25179M103 2757 47412 SH Defined 45546 1866 FEI Company CONV 30241LAB5 153 150000 PRN Defined 60000 90000 Firstservice Corp COM 33761n109 1580 65824 SH Defined 65824 Grant Prideco COM 38821g101 608 39200 SH Defined 39200 ITT Educational Services, Inc. COM 45068b109 371 11900 SH Defined 11900 Interpublic Group CONV 460690AJ9 368 390000 PRN Defined 310000 80000 Intrado, Inc. COM 46117a100 1387 71623 SH Defined 68581 3042 Laboratory Corporation Of Amer COM 50540r409 6104 155528 SH Defined 144727 10801 Manpower Inc COM 56418H100 744 15999 SH Defined 14899 1100 Netiq Corp COM 64115p102 2332 166720 SH Defined 161722 4998 Standard & Poor's 500 Deposito COM 78462f103 21472 189853 SH Defined 189853 Sensient Technologies Corp COM 81725t100 1518 81300 SH Defined 81300 Waste Management COM 94106l109 3933 130315 SH Defined 122619 7696 Fresh Del Monte Produce Inc. COM G36738105 1887 73246 SH Defined 71155 2091 REPORT SUMMARY 79 DATA RECORDS 214386 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED

Filing Compare · MCCARTHY GROUP ASSET MANAGEMENT INC /NE/